- Tioga Downs Casino Resort (Nichols, NY)
- Table Games Dealer Tioga Downs is hiring Table Games Dealers! Do you have professional experience dealing Blackjack, Roulette, Craps or other Casino games? If not, ... we offer free classes at our Dealer School nearby. Our Table Games Dealers are responsible...School Diploma or GED required. + Successful completion of dealer training OR + 6 months prior dealing experience… more
- Tioga Downs Casino Resort (Nichols, NY)
- Poker Room Dealer Are you ready to deal in excitement...We're looking for a charismatic and skilled Poker Room Dealer to bring their flair to our dynamic casino ... + High School Diploma or GED required. + Applicants must successfully complete dealer training or have 6 months prior dealing experience in a certified/licensed… more
- Coinbase (Albany, NY)
- …will provide critical support to Coinbase Capital Markets ("CCM" a FINRA member broker- dealer ) in meeting its regulatory obligations to assist the Product team in ... you (ie. job requirements):* * 7+ years experience working in a retail broker- dealer compliance team. * Comfortable working in a fast-paced environment with high… more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer 's compliance risk and is represented by the Chief Compliance Officer as either ... of regulatory and/or advisory compliance experience at a broker dealer . + A solid foundation in US securities laws...foundation in US securities laws and regulations and broker dealer operations, products and services. + Ability to communicate… more
- AIG (New York, NY)
- …way we help customers to manage risk. Join us as a Vice President, Broker Dealer Claims to play your part in that transformation. It's an opportunity to grow your ... of the role including value proposition. + Manage a claims team handling broker dealer claims, including direct handling of claims as needed. + Train and develop… more
- Capital One (Albany, NY)
- Dealer Lien Perfection Sr. Coordinator (Work from Home) The Dealer Lien Perfection Sr. Coordinator will be calling dealers, customers, and DMVs to follow up on ... the title status of accounts placed in PP and working the initial contact on new accounts. A likely match for this position is a self motivated individual that can work under limited supervision who has efficient time management, multitasking, problem solving,… more
- Guardian Life (New York, NY)
- This is an exceptional chance to join Guardian Life as a Broker- Dealer Operations Specialist and be a key player on our Park Avenue Securities team! You will help ... implement flawless strategies with our advanced technologies, contributing to our world-class service! **You are** + A consummate professional with excellent verbal and written communication skills + Self-motivated and goal-oriented + Patient, empathetic,… more
- M&T Bank (Buffalo, NY)
- …in support of two major Business Areas: Commercial Equipment Finance and Dealer Commercial Services teams. This position is responsible for overseeing the proactive ... identification, accurate assessment, and reporting of risks within these business areas, including loss events and Key Risk Indicators (KRI's). Ensure the appropriate escalation of identified issues and the timely completion of remediation plans. Build strong… more
- M&T Bank (Buffalo, NY)
- …+ Complete high complexity data entry updates, analysis and Interpretation of payment and payoff processing. + Complete advanced document review and/or preparation ... **Overview:** Responsible for Commercial payments and payoffs processing for Commercial Loan Operations, while adhering to Department procedures, Corporate policies, and Compliance, Audit and Legal requirements. Supports all projects and on track to become… more
- Marex (New York, NY)
- …+ Full coordination and collection of client documentation and requirements to facilitate KYC/AML review and approval. + Ensure that appropriate CDD / KYC and AML ... checks are carried out on all new customers in accordance with local regulatory requirements and Group standards and procedures + Communicate with brokers, sales, and other support & control functions on necessary account documentation and deficiencies. + Data… more