- SMBC (New York, NY)
- …management across Combined US Operations (CUSO), the SMBC Capital Markets Swap Dealer , and Nikko Securities America's Broker- Dealer entity. This role provides ... - Support all market risk governance obligations under CFTC Swap Dealer rules, including Risk Management Program (23.600), Supervision (23.602), and overall… more
- SMBC (New York, NY)
- …Coordination Team across Combined US Operations (CUSO), the SMBC Capital Markets Swap Dealer , and Nikko Securities America's Broker- Dealer entity. This role will ... and support market risk issue management process for the Bank, swap dealer , and broker- dealer entities. This is an excellent role for someone looking to build… more
- MUFG (New York, NY)
- …team will provide more details. **Main Responsibilities:** The US and Canada Broker Dealer Treasury team is part of the HoldCo Treasury, Capital Management and ... to the Treasurer, the AVP will have involvement in all broker dealer treasury functions including funding and liquidity risk management, asset liability management,… more
- Topcon Positioning Systems, Inc (Albany, NY)
- …role combines sales execution with technical enablement, supporting our dealer network through education, demonstrations, and workflow storytelling. You'll ... Sales and regional hardware teams to increase adoption, strengthen dealer confidence, and expand market share of the MAGNET...Office and Field subscriptions through the Topcon and Sokkia dealer network. + Partner with Regional Managers to align… more
- Ford Motor Company (Albany, NY)
- …Manager (CFM) to achieve budgeted metrics through the development and execution of dealer level sales plans for maintaining and acquiring FinSimple and Ford Pro ... Manager (CFM) to achieve budgeted metrics through the development and execution of dealer level sales plans for maintaining and acquiring FinSimple and Ford Pro… more
- MUFG (New York, NY)
- …the technical bridge between operations and the technology that powers our broker- dealer settlement engine. This role requires deep expertise in trade flows, ... or a related field. * 8+ years of progressive experience in broker- dealer back office, financial technology, or equivalent financial operations roles. * Deep… more
- Guardian Life (New York, NY)
- …standards impacting Guardian's retail wealth management business, including its affiliated broker- dealer and investment adviser entities. + Assist with the Firm's ... state insurance laws (inclusive of NAIC). + 3-5 years of broker- dealer and registered investment advisor compliance experience, experience at an insurance-affiliated… more
- Tioga Downs Casino Resort (Nichols, NY)
- …+ Open and close games in assigned area, verifying count as provided by Dealer . + Control and direct games in progress by monitoring and providing assistance, ... each game stands with respect to player limits, special guests, gains/losses, and dealer performance. + Provide and monitor on-the-job training for Dealers to ensure… more
- SMBC (New York, NY)
- …the Financial Institutions Group will be responsible for Banks and Broker Dealer client coverage, including all aspects of client development, new business ... origination and execution of transactions with Banks and Broker Dealer clients + Work closely across the Private Debt...products and services relevant to the Banks and Broker Dealer clients + Knowledge of general elements of credit… more
- US Bank (New York, NY)
- …position will provide compliance oversight and advice to the Bank's swap dealer and foreign exchange business unit. Basic qualifications include extensive knowledge ... Code, experience in a risk management or compliance role supporting a swap dealer and FX business, experience managing regulatory exams and internal audits and… more