- Arrow Financial Corporation (Glens Falls, NY)
- …held with funding issues. Provides exceptional customer service and support to dealer network and indirect lending staff while meeting all applicable compliance ... ESSENTIAL JOB FUNCTIONS > Review indirect loan documents received from dealer network for accuracy and completeness; ensure documents have proper signatures,… more
- Amazon (New York, NY)
- …to lead a team of experienced salespeople to engage top tier automotive dealer groups for strategic partnerships. The SMBD will continuously evolve the go-to-market ... on behalf of Amazon, including speaking presence at trade conferences and state dealer groups. The SMBD should have proven leadership, analytical and complex B2B… more
- The Albany Auto Group (Latham, NY)
- Description The Albany Auto Group is looking for Swap Drivers / Dealer Trade Driver. In this position, you will be driving dealer trade cars to and from other ... number and stock number for each vehicle. *Ensure a copy of the dealer invoice accompanies paperwork for each vehicle. *Ensure that the vehicle being traded… more
- Hold Brothers (New York, NY)
- …the Job: Hold Brothers Capital, LLC, is a FINRA Registered, SEC, Self-Clearing Broker Dealer . We strive to be a complete destination for traders looking to maximize ... are required to be registered, and licensed with our broker- dealer in order to trade at the firm. Either,...not required to be registered, and licensed with our broker- dealer . They must maintain a balance of $25,000 USD… more
- MUFG (New York, NY)
- …responsible for supporting the firm's initiative to become a US Government Primary Dealer . The candidate will work with various internal and external stakeholders in ... and documentation submission required by the regulatory bodies for the broker- dealer 's onboarding process + Assist with system configuration, setup, and testing… more
- GE Vernova (New York, NY)
- …products and services, including third-party fundraising and management. + Broker- Dealer Compliance: Coordinate and execute compliance obligations for regulated ... securities transactions arranged through a registered Broker- Dealer and Financial Industry Regulatory Authority (FINRA) member firm, including private placements and… more
- Charles Schwab (New York, NY)
- …policies and procedures. + Advising on margin regulation and related broker dealer regulations. + Advising on legal and regulatory matters affecting the Treasury ... and derivatives documentation for the Treasury group of a bank or associated broker- dealer or on behalf of financial institution clients. + Knowledge of and… more
- Bosch (New York, NY)
- …the market + Work with marketing and local team to execute events at the dealer , on-site, and at local trade unions to drive Bosch brand insistence in your market. ... crib and on-site + Execute local events at the jobsite and with local dealer partners + Engage with CRM daily to drive effective business development through data… more
- TD Bank (New York, NY)
- …+ **Experience responding to client complaints within a bank or broker- dealer .** + **Experience reviewing and providing guidance on advertising and marketing ... materials for a broker- dealer /bank.** + **Prior testing, audit or business operations experience in areas involving regulatory compliance.** + **Detail oriented and… more
- Santander US (New York, NY)
- …and Cash desks. + Owns the enablement of customer /sales enablement on the dealer to customer markets + Candidate will troubleshoot trade flow in Fidessa and provide ... issues from report to completion. + Resource is expected to conduct broker/ dealer onboarding by performing FIX testing/certification with counterparties as needed. +… more