- Robert Half Legal (Dallas, TX)
- …the organization. * Support stakeholders by drafting, reviewing, and revising broker- dealer compliance policies and procedures. * Provide expertise in broker- ... dealer compliance, leveraging industry knowledge to maintain standards and...compliance monitoring and regulatory management. * Strong knowledge of broker- dealer compliance policies and procedures. * Ability to assess… more
- Scotiabank (Dallas, TX)
- …to ensure adequate controls over finance functions (eg, banking & broker- dealer activities/reporting) and validate source documents. + Maintain a thorough ... appropriate audit plans/activities for assigned areas (eg, banking & broker- dealer regulatory reporting, financial reporting, product control, human resources,… more
- Premier Truck Group (Amarillo, TX)
- …nearly 50 locations throughout the US and Canada, making it the largest Freightliner dealer group in North America. We offer a premium selection of new Freightliner ... off your skills and compete for $10k, plus many more prizes Dealer Trainers - We are one of only a few dealer groups with our own team of in house training Tool… more
- Principal Financial Group (Addison, TX)
- …new client accounts, managing account openings and asset movement requests with broker- dealer , and serving as a point of contact between financial professionals, ... account applications. Manage account openings and asset movement requests with broker dealer . + Utilize industry technology, such as Salesforce CRM and proprietary… more
- EchoStar (Houston, TX)
- …local marketing events.** **You'll be a key point of contact for resolving dealer escalations and will be tasked with maintaining expert-level knowledge of our ... performance + Receiving calls as first point of contact to help resolve dealer escalations + Maintaining and driving accountability of Gen Mobile brand standards in… more
- Caterpillar, Inc. (Irving, TX)
- …+ Understand customer requirements and recommend tailored solutions. + Respond to dealer inquiries on Electric Power products, from basic to complex. + Develop ... and coordinate with engineering to produce submittal documents. **Customer & Dealer Engagement:** + Build and maintain strong relationships with dealers,… more
- Dynatron Software (TX)
- …or ROAMS software products + Experience with Multiple Dealership Management Systems (CDK-Reynolds- Dealer Track etc ) + Experience with 3 rd party MPI, Scheduling, ... CRM with all necessary notes and changes. + Use data and identified dealer deficiencies to garner further or additional training services + Ensure that scheduling… more
- Charles Schwab (Westlake, TX)
- …experience in settlement operations with third-party bank custodians in either a broker/ dealer or banking environments. + Must possess the skills vital to work ... skills. + Experience in finance and accounting, particularly in the bank and broker/ dealer space. + Knowledge of or willingness to learn new technical skills eg,… more
- CARMAX (Houston, TX)
- …processing reassignments, and auditing completed paperwork + Processes auction sales, dealer registration, and/or appraisal lane purchases to include the collection ... may include, but is not limited to: copying, filing, reconciliation of missing dealer plates or information and data entry into Microsoft Excel and proprietary… more
- Capital One (Plano, TX)
- …Clerk Sr. Coordinator - Mail Team will be responsible for working with the Dealer Lien Perfection team within the KORS Department. The teams included will be Out ... of Business and Dealer Lien Placement with their daily processes. This individual will need to possess excellent organizational skills and the ability to manage… more