- Robert Half Finance & Accounting (New York, NY)
- …recruiting for a US Head of Finance & Accounting role for a global Broker Dealer /Swap Dealer firm located in midtown Manhattan. Our client requires a CPA, Series ... experience within Prime Brokerage, Capital Markets or a Swap Dealer firm. The role reports directly into the Group...the business activities are within regulatory limits, including the development of monitoring systems + Risk framework - advise… more
- MarketSource (Rochester, NY)
- …Essential Job Functions: Focus on prospect maintenance/relationships and acquisition of new dealer accounts via in-person customer visits Act as main point of ... partners to keep them informed of market pricing and competitive prices, rebate, and dealer stocking locations Act as point of contact at key dealer locations… more
- SMBC (New York, NY)
- …in Charlotte, NC, London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio focused on interest rates and foreign exchange ... products. SMBC Nikko Securities America, Inc. is an SEC-registered securities broker- dealer and member of the Financial Industry Regulatory Authority (FINRA) and… more
- Lincoln Financial (Albany, NY)
- …74686 **The Role at a Glance** As an Actuary of the Life Inforce Model Development team, you will be involved in various model development projects to enhance ... functions. *Support the annual assumption review process, including assumption development and implementation in life inforce model, and conducting sensitivity… more
- Lincoln Financial (Albany, NY)
- …Role at a Glance** The Role at a Glance As the AVP, Product Development for Fixed and Fixed Indexed Annuities, you are responsible for driving product discovery, ... design and development for the business by partnering across various areas...put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial.… more
- TD Bank (New York, NY)
- …and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our ... delivering: . Fixed Income cash securities pricing . FI Dealer -to- Dealer order execution . FI Dealer...services Position Overview Description As part of the Core Development eTrading Development Team, you will iteratively… more
- OTC Markets Group Inc (New York, NY)
- OTC Markets Group Inc VP, Sales and Business Development Lead - Market Data OTC Markets Group - New York, NY - Full Time OTC Markets Group Inc., operator of premier ... financial marketplaces, is seeking a VP, Sales and Business Development Lead - Market Data to join our Market...by OTC Link LLC, a FINRA and SEC registered broker- dealer , member SIPC. Applicants have rights under the federal… more
- Hold Brothers (New York, NY)
- About the Job: Hold Brother's Capital is a self-clearing broker- dealer with a specialization in proprietary trading in US equities markets, headquartered in New York ... City. We are seeking a highly motivated and Business Development Lead to join our dynamic team. As a key member of our organization, you will play a crucial role in… more
- KeyBank (Amherst, NY)
- …regulations across Key's Asset Management activities (ie - wealth management and trust, broker- dealer , and swap dealer ) and lines of business, products, and ... The Director must have comprehensive knowledge of wealth management, fiduciary/trust, broker- dealer , and investment management as well as a strong understanding of… more
- Guardian Life (New York, NY)
- …standards impacting Guardian's retail wealth management business, including its affiliated broker- dealer and investment adviser entities. + Assist with the Firm's ... state insurance laws (inclusive of NAIC). + 3-5 years of broker- dealer and registered investment advisor compliance experience, experience at an insurance-affiliated… more