- Caterpillar, Inc. (Cary, NC)
- …+ Own ADSD-N One Forecast review & annual Months of Sales (MOS) dealer collaboration. + Work with global team on Product Distribution Center strategy and ... partners to benchmark & improve process efficiency, as well as participate in dealer S&OP events. + Track KPIs and lead continuous improvement projects to make… more
- Guardian Life (Raleigh, NC)
- …of state insurance laws (inclusive of NAIC). + 3-5 years of broker- dealer and registered investment advisor compliance experience, with experience at an ... insurance-affiliated broker/ dealer as a plus. + Prior examination, auditing or...achieve your professional and personal goals. Through skill-building, leadership development and philanthropic opportunities, we provide opportunities to build… more
- Citigroup (Charlotte, NC)
- …liquidity risk positions. The role will also play a key part in the development of balance sheet analysis tools and oversight of the Resolution and Recovery plan ... funding flows including closely coordinated positioning requirements of Bank and Broker Dealer businesses. Focus would be in fulfilling the Resolution and Recovery… more
- Volvo Group (Greensboro, NC)
- …solutions through our product knowledge, relationships, and world class dealer technical support services. **Mission/Purpose of Job** Deliver expert diagnostic, ... products and features, including reporting to engineering for containment. . Assist dealer and fleet technicians in vehicle servicing to maintain product integrity.… more
- Huntington National Bank (Charlotte, NC)
- …portfolio segments + Support segmentation analysis by originator (eg, branch, dealer , FinTech, purchased portfolios) + Produce actionable insights to mitigate ... experience, second line credit risk oversight + Knowledge of SBA SOP and dealer -based finance channels + Experience in loan portfolio acquisition due diligence or… more
- US Bank (Charlotte, NC)
- …and advises on regulatory and risk matters, as well as new product development and support **PREFERRED SKILLS/EXPERIENCE:** + Law degree required + Licensed in good ... supporting capital markets products + Experience with securities laws and broker- dealer regulatory matters + Experience with corporate finance, in particular the… more
- TD Bank (Charlotte, NC)
- …and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our ... risks and taxonomies related to consumer and commercial banking, securities (broker- dealer ), and wealth management + Experience working with lines of business… more
- TD Bank (Charlotte, NC)
- …and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our ... US product suite and its ongoing product management and development . This role leads the development and...This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA… more
- TD Bank (Charlotte, NC)
- …and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our ... Profile Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs,… more
- TD Bank (Charlotte, NC)
- …and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our ... Investment product suite and its ongoing product management and development . This role leads the development , implementation,...This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA… more