- M&T Bank (Buffalo, NY)
- …management responsibilities in support of two major Business Areas: Commercial Equipment Finance and Dealer Commercial Services teams. This position is ... cross-functional working teams to include lines of business, Credit and Finance to ensure compliance with critical regulatory requirements and achieve… more
- TD Bank (New York, NY)
- …Financial Officer for TD Securities USA and focuses on the reporting of the Broker Dealer . The Head of Finance is responsible for understanding of the Wholesale ... and act as delegate for CFO for this and other forums + Represents Finance at Broker Dealer Board meeting and other key senior management meetings + Acts as key… more
- Capital One (New York, NY)
- Trade Surveillance Manager (Broker- Dealer & Swap Dealer ) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the ... firm's surveillance program across both its institutional Broker- Dealer (BD) and Swap Dealer (SD) businesses. This individual will oversee day-to-day… more
- Capital One (Albany, NY)
- Work from Home Empower Dealer Success (EDS) Principal Ops Coordinator Due to the amazing growth and future projections of the Navigator Platform and the need to ... invest in ICONIC service for our valuable dealer partners, we are looking to backfill an open...+ At least 2 years of experience in auto finance + At least 1 year of experience using… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- OneMain Financial (New York, NY)
- The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports ... to influence decisions and drive results. Motivated and entrepreneurial, Dealer Relationship Representatives drive success by achieving and surpassing business… more
- Marex (New York, NY)
- …(http://www.marex.com/) Purpose of Role: Marex is seeking a Head of OTC Swap Dealer Operations who will be responsible for the end-to-end operational oversight of ... the firm's OTC derivatives, Commodity and Swap Dealer activities. This role ensures the accurate, timely, and...as the primary operational contact for Front Office, Risk, Finance , Compliance, and Technology. + Represent Operations in internal… more
- Publicis Groupe (Albany, NY)
- …live in/near/around **Albany, NY.** **How You'll Make an Impact** As an Automotive Dealer Marketing Consultant, you will serve as a trusted advisor to automotive ... business goals. You will work within a defined territory with dealership assignments. Dealer visits are mandatory within a specified timeframe and part of our SLA… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo...is responsible for overseeing the management of the broker dealer 's compliance risk and is represented by the Chief… more
- Coinbase (Albany, NY)
- …will provide critical support to Coinbase Capital Markets ("CCM" a FINRA member broker- dealer ) in meeting its regulatory obligations to assist the Product team in ... with cross functional partners in Legal, Operations, Risk, Tax, Finance and Audit to ensure a best-in class control...requirements):* * 7+ years experience working in a retail broker- dealer compliance team. * Comfortable working in a fast-paced… more
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