- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo...is responsible for overseeing the management of the broker dealer 's compliance risk and is represented by the Chief… more
- Robert Half Finance & Accounting (New York, NY)
- …Financial Services is recruiting for a Compliance role for an International Broker Dealer firm located in midtown Manhattan, New York. Our client requires 4+ years ... of Compliance experience at a Broker Dealer or an RIA, with knowledge of FINRA Regulations/Filings,...We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and… more
- Broadridge Financial Solutions (New York, NY)
- …while helping others along the way, come join the Broadridge team. The Bank Broker Dealer Head of Strategy and Business Development is a key member of the BBD ... + Bachelor's degree (Advanced Degree Preferred) in a relevant discipline such as Finance or Business Administration + 4+ years experience in big 3 consulting… more
- Deloitte (New York, NY)
- …proposals, workshops in Microsoft PowerPoint + Experience with wire transfers, trade finance , broker/ dealer trades. Data governance, data lineage, data testing. ... Systems) and business (eg, Accounting, Business Administration, Economics, Mathematics, Finance , Management, Statistics) + Managing teams and engagements Additional… more
- Bank of America (New York, NY)
- …**Responsibilities:** + Serves as a subject matter expert for the Asset Based Finance and Dealer Financial Services portfolios of loans, oversees the execution ... of Credit Review's coverage plan and may participate in examination activities + Performs transactional testing of credit process execution of new and existing clients, and provides direct and timely feedback on transactional reviews performed by others +… more
- Robert Half Finance & Accounting (New York, NY)
- …for a US Head of Finance & Accounting role for a global Broker Dealer /Swap Dealer firm located in midtown Manhattan. Our client requires a CPA, Series 27 ... FINOP License, and 15+ years of Accounting and Finance experience within Prime Brokerage, Capital Markets or a...experience within Prime Brokerage, Capital Markets or a Swap Dealer firm. The role reports directly into the Group… more
- Siebert Williams Shank (New York, NY)
- …leader as a co-manager of investment-grade corporate debt, a national leader in public finance investment banking, a named dealer on more than 50 commercial ... New York City headquarters. Only candidates with relevant prior experience in public finance investment banking or municipal advisory will be considered. At SWS, all… more
- JPMorgan Chase (New York, NY)
- You will support the Commercial and Investment Bank's Public Finance business in the Americas. You will partner with the Public Finance business on the firm's ... debt in the tax-exempt and taxable capital markets. As a Public Finance Attorney - Vice President, Assistant General Counsel within JPMorgan's legal department,… more
- Robert Half Accountemps (New York, NY)
- …Finance , or a related field. + 3-5 years of experience in accounting or finance within a broker- dealer or banking trading operation. + Proficiency in Excel, ... usage. + Develop and manage monthly payout calculations and accruals for broker- dealer activities. + Monitor expense accruals and allocate costs to trading desks… more
- US Bank (New York, NY)
- …counsel supporting capital markets products + Experience with securities laws and broker- dealer regulatory matters + Experience with corporate finance , in ... Capital Markets group, which includes the Investment Grade Underwriting, Leverage Finance , Structured Credit, Derivatives, Foreign Exchange, Bond Sales & Trading,… more