- TD Bank (New York, NY)
- …lines: . Canadian Retail including TD Canada Trust, Business Banking, TD Auto Finance (Canada), TD Wealth (Canada), TD Direct Investing and TD Insurance . US ... including TD Bank, America's Most Convenient Bank, TD Auto Finance (US), TD Wealth (US) and TD's investment in...delivering: . Fixed Income cash securities pricing . FI Dealer -to- Dealer order execution . FI Dealer… more
- MUFG (New York, NY)
- …responsible for supporting the firm's initiative to become a US Government Primary Dealer . The candidate will work with various internal and external stakeholders in ... and documentation submission required by the regulatory bodies for the broker- dealer 's onboarding process + Assist with system configuration, setup, and testing… more
- ManpowerGroup (New York, NY)
- …services firm, is seeking an Internal Auditor to join their team. As a Swap Dealer Auditor, you will be part of the audit team supporting the swap dealing ... a strong background in auditing and regulatory compliance. **Job Title:** Swap Dealer Auditor **Location:** New York, New York (Remote) **Pay Range:** Competitive… more
- Citigroup (Getzville, NY)
- …leaders of the organization. **Knowledge/Experience** + An undergraduate degree in business, finance , other related fields. + Strong analytical skills. + 4+ years of ... related experience in the banking / broker- dealer industry. + Material experience with operational risk disciplines; processes, risks and controls and familiarity… more
- Mizuho Corporate Bank (New York, NY)
- …electronic and program trading, equity research, sales, trading mandates, markets conduct, swap dealer and security-based swap dealer as well as Volcker rule). ... Knowledge of financial services operations, finance , liquidity, compliance, conduct, financial crime, technology, credit risk, market risk, regulatory reporting,… more
- MUFG (New York, NY)
- …to ensure accuracy. + Provide constructive input to Audit & Finance Committee and Management reporting. **Education and Licensure:** A Bachelor's degree, ... preferably in Accounting, Finance , Business Administration or related business discipline at an...including Sales and Trading; and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap … more
- Bosch (New York, NY)
- …remain flexible and responsive to changes in the marketplace. Within Accounting and Finance , you may have the opportunity to collaborate with our financial planning ... marketing and local team to execute events at the dealer , on-site, and at local trade unions to drive...Execute local events at the jobsite and with local dealer partners + Engage with CRM daily to drive… more
- Deloitte (New York, NY)
- …a financial services organization (preferably a bank, capital markets organization or broker- dealer ), regulatory agency, or consulting firm with a clear record of ... the risk function at a bank, capital markets organization or broker- dealer , including execution and oversight processes, risk assessment, reporting, controls,… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area, ... (Essential) - Advanced degree in quantitative discipline (preferably Engineering, Quant Finance or Physics). - Knowledge of derivatives pricing theory across one… more
- Citigroup (Getzville, NY)
- …of regulatory reporting, including exception management and risk mitigation across swap dealer reporting. The group is responsible for:_ + Implementation of new ... reporting initiatives and enhancements + Control and exception management on swap dealer reports + Industry level advocacy across multiple trade associations +… more