- Robert Half Finance & Accounting (New York, NY)
- …Services are hiring for a Compensation Accounting Manager role for a global Broker Dealer & Capital Markets firm located in midtown Manhattan New York. Our client ... of employee expenses across the group, and interface between Finance , HR and the owner of accounting policies and...Reporting + Bachelor or Master Degree in Accounting or Finance preferred The Compensation Accounting Manager role requires 4… more
- Monroe Tractor (Henrietta, NY)
- …Tractor is a well-known and respected construction equipment and agricultural equipment dealer with over 70 years of experience servicing the northeastern US. With ... other duties as assigned. Basic Requirements: + Bachelor's degree in accounting or finance preferred, Associates Degree in Accounting or Finance required. + 3-5… more
- Santander US (Brooklyn, NY)
- …defined on a quarterly basis. * Maintain compliance with all applicable bank, broker/ dealer , State and Federal regulations associated with the sale of investment and ... the essential functions. Bachelor's Degree or equivalent work experience: Finance , Economics, Management Information Systems, Statistics or equivalent field -… more
- New York State Civil Service (Albany, NY)
- …reports for review by the unit Manager.Assist in the evaluation of broker- dealer and other service provider performance.Assist with the development and maintenance ... years of DASNY relevant experience.Preferred QualificationsBachelor's degree in accounting, Finance , Business Administration or related field and two years'… more
- BMO Financial Group (New York, NY)
- Member of the broker/ dealer regulatory reporting team who will be responsible for the 15c-3 customer reserve calculation for BMO Chicago Branch, and as needed assist ... and other financial/statutory reporting matters. Works closely with business leaders, Finance Partners, and operations to ensure compliance with 15c3-3 governing BMO… more
- US Bank (New York, NY)
- …products/services, systems, and associated risks/controls, including Syndicated Loans, Equipment Finance , Commercial Real Estate, Asset Based Finance , and ... competencies + Considerable knowledge of applicable laws, regulations (Swap Dealer Reporting, Volker Rule, Dodd-Frank), financial services, and regulatory trends… more
- Raymond James Financial, Inc. (New York, NY)
- …and attend events. **Educational/Previous Experience Requirements** Bachelor's degree in business, finance , marketing, or related field. Minimum of twelve (12) years ... managing recruitment teams and working with independent advisors or broker- dealer environments preferred. **Licenses/Certifications** SIE required (unless exempt). Series… more
- KeyBank (Albany, NY)
- …Key. Key Investment Services LLC (KIS) is a FINRA registered broker / dealer , SEC registered investment advisory firm and partners with KeyCorp Insurance Agency USA ... Pursuing a four-year or graduate-level degree with focused coursework in finance , accounting, economics, and/or data science. Participation in the Certified… more
- Kestra Financial (Wappingers Falls, NY)
- …eMoney + Morningstar Advisor Workstation Education and/or Experience + Bachelor's degree in finance , accounting, or related field + The ideal candidate will have 3+ ... in the financial services industry, allowing for a strong understanding of broker/ dealer operations and financial services products, including but not limited to:… more
- Mizuho Corporate Bank (New York, NY)
- …capital calculations for all Mizuho Americas businesses and products (banking, broker- dealer and derivatives trading) under Basel III + Conduct quantitative analyses ... presentation Preferred Skills + Bachelor's degree in mathematics, statistics or finance is preferred + Consulting experience with Financial Institutions preferred +… more