- Wells Fargo (New York, NY)
- …including Equities Sales & Trading, Electronic Execution offerings, and the Equities Finance /FCM business. This candidate will be required to work closely with our ... disqualification are not eligible to be associated with a FINRA-registered broker- dealer . Successful candidates must also meet and comply with ongoing regulatory… more
- ServiceNow, Inc. (New York, NY)
- …adoption of cutting-edge CRM and AI-powered workflow solutions across Global Finance Institutions?** ServiceNow is looking for a seasoned **CRM Account Executive** ... complaints, fraud and disputes management to decedent, trade exceptions, broker/ dealer servicing, etc -to execute **uniform information, predictive AI, and… more
- JPMorgan Chase (New York, NY)
- …low-latency client solutions tailored for our systematic trading and broker- dealer clients. This involves engaging with clients, exchanges, and alternative ... + Bachelors' degree from a leading university with a degree in Finance , Economics, Mathematics, Engineering, Computer Science, or related quantitative field. +… more
- JPMorgan Chase (New York, NY)
- …Travel required 50% of the time. **Qualifications** + Bachelor's degree in Business, Finance , or related field; advanced degree preferred. + 10+ years of experience ... and services are offered through JP Morgan Securities LLC (JPMS), a registered broker- dealer and investment advisor, member of FINRA and SIPC. Annuities are made… more
- TD Bank (New York, NY)
- …and executes the trade + Ensures all trades are confirmed with the broker/ dealer + Inputs trades (post execution), and Verifies transactions meet company policies ... solid computer skills a must **Preferred Qualifications:** + Bachelor's degree in finance , business or related field; strong understanding of the financial markets +… more
- Atria Wealth Solutions (Corning, NY)
- …to, a team-oriented culture Desired Qualifications + Undergraduate Degree in Business, Finance , or related field + Certified Financial Planner (CFP) designation + ... CUSO Financial Services, LP visit www.cusonet.com . CFS (Member FINRA/SIPC) is a broker- dealer and RIA with a stable, 25-year track record of serving the investment… more
- Lithia & Driveway (Middletown, NY)
- …for our customers. + Submit deals to bank electronically using appropriate dealer system. + Enter transactions accurately into ADP and bank approval systems. ... within 90 days from date of hire Qualifications: + 2+ years of dealership finance experience is required + Prior automotive sales management experience is a plus +… more
- MUFG (New York, NY)
- …years of experience in US Treasury securities settlements, preferably in a broker- dealer environment. + Strong analytical and problem-solving skills with a high ... accuracy and completeness in all tasks. **Education:** + Bachelor's degree in Finance , Economics, Business Administration, or a related field. The typical base pay… more
- Wells Fargo (New York, NY)
- …+ Investment banking experience + A Master's degree or higher in accounting, finance , economics or biochemistry or related fields + Strong, clear and concise written ... disqualification are not eligible to be associated with a FINRA-registered broker- dealer . Successful candidates must also meet and comply with ongoing regulatory… more
- Canon USA & Affiliates (Melville, NY)
- …the BPG and Client Services divisions - Position handles several aspects of dealer -account operations including, but not limited to, the areas of Marketing Program ... The Skills & Expertise You Bring** - Bachelor's degree in a relevant field ( Finance or Accounting) or equivalent experience required, plus 0 to 2 years of related… more