- US Bank (Charlotte, NC)
- …counsel supporting capital markets products + Experience with securities laws and broker- dealer regulatory matters + Experience with corporate finance , in ... Capital Markets group, which includes the Investment Grade Underwriting, Leverage Finance , Structured Credit, Derivatives, Foreign Exchange, Bond Sales & Trading,… more
- Ford Motor Company (Raleigh, NC)
- …Ford Credit and Ford and Lincoln dealers. + Manage and further develop dealer relationships with Ford Credit. + Provide direct, in-dealership and virtual training ... and consulting to dealership management and staff. + Focus on improving finance performance, increasing sales of retail, lease, wholesale, and fee income products… more
- Capital One (Charlotte, NC)
- …Manager - Asheville, NC As a Digital Sales Consultant for Capital One Auto Finance , you will partner closely with a defined set of Automobile Dealerships, providing ... consultative guidance to help each dealer achieve its operational objectives. Your ability to build...performance. Backed by the strength of Capital One Auto Finance 's dominant position in automotive financing and powered by… more
- SMBC (Charlotte, NC)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo...role will support both SMBC Nikko Securities America, Inc. (Broker- Dealer ) and SMBC Capital Markets, Inc. (Swap Dealer… more
- Atria Wealth Solutions (King, NC)
- …rules and regulations set forth by the credit union, FINRA, SEC and the broker/ dealer . + Accountable for meeting annual business plan and production goals. + Provide ... others. Minimum completion of a 4- year degree in Finance , Business or related field, required. EXPERIENCE - Minimum...Financial Services, LP (CFS). Member FINRA/SIPC. CFS is a broker/ dealer and RIA with a stable track record of… more
- Citigroup (Charlotte, NC)
- …funding flows including closely coordinated positioning requirements of Bank and Broker Dealer businesses. Focus would be in fulfilling the Resolution and Recovery ... and strategic direction. + Exposure into various facets of Risk and Finance Processes within Citi; interacting with various levels within the organization. +… more
- Principal Financial Group (Raleigh, NC)
- …new client accounts, managing account openings and asset movement requests with broker- dealer , and serving as a point of contact between financial professionals, ... Manage account openings and asset movement requests with broker dealer . + Utilize industry technology, such as Salesforce CRM...**Who You Are** + Bachelor's degree or equivalent in finance , business administration, or a related field preferred. +… more
- Hyster-Yale Materials Handling (Greenville, NC)
- …the parts and service business as executed via the HYMH authorized dealer network, third-party independent service providers, and second-hand lift truck owners who ... digital. + The position will provide analysis/coordination functions of end-user, dealer , and internally (engineering, training, marketing) focused to ensure the… more
- Truist (Charlotte, NC)
- …supervisory functions that are routinely associated with those of a retail broker/ dealer . **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the ... may change from time to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize… more
- Bank of America (Charlotte, NC)
- …us! **Job Description:** This job is responsible for reviewing of Broker Dealer (B/D) Regulatory Reporting returns for US regulated B/D entities. Key ... Qualifications:** + Minimum 5 years of experience in Broker Dealer Regulatory Reporting + Bachelor's degree or related work...or Series 27 licensed + Bachelor's in Accounting or Finance preferred **Skills:** + Data and Trend Analysis +… more