• Associate Actuary, Annuity Pricing Support…

    Lincoln Financial (Charlotte, NC)
    …position offers high visibility to management, collaborating across Annuity Solutions, Finance , Market Risk Management, and more. **What you'll be doing** *Advancing ... to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
    Lincoln Financial (07/08/25)
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  • Wealth Regional Supervisor Specialist Team Leader

    Truist (Charlotte, NC)
    …and managerial functions that are routinely associated with those of a retail broker/ dealer and RIA. **Essential Duties and Responsibilities** + Manage a team of 4 ... + Strong team building skills. **Preferred Qualifications:** + Bachelor's degree in Finance or Business. + Minimum 2 years of regulatory experience + Experience… more
    Truist (07/08/25)
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  • Wealth Brokerage Risk Execution Consultant

    Truist (Charlotte, NC)
    …compliance, supervision and/or administration. 3. Extensive knowledge of the broker/ dealer and registered investment adviser industry. 4. Excellent written, verbal ... licenses. **Preferred Qualifications:** 1. Business degree in business, accounting, finance , banking or equivalent education and related training. **General… more
    Truist (06/28/25)
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  • FIU Enhanced Due Diligence Manager

    Equitable (Charlotte, NC)
    …that monitor, detect or prevent sanctions violations, money laundering or terrorist finance activity. + Respond to inquiries from internal business partners; and ... Qualifications:** + 5 years of industry experience in insurance or broker dealer service operations, compliance or audit with a focus on anti-money laundering,… more
    Equitable (06/10/25)
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