- Robert Half Management Resources (Dallas, TX)
- …lead and develop the internal audit function for a dynamic clearing broker- dealer organization. This strategic role involves building audit frameworks that ensure ... effective risk management. The successful candidate will bring extensive knowledge of broker- dealer operations and regulations, along with the ability to design and… more
- Robert Half Legal (Dallas, TX)
- …the organization. * Support stakeholders by drafting, reviewing, and revising broker- dealer compliance policies and procedures. * Provide expertise in broker- ... dealer compliance, leveraging industry knowledge to maintain standards and...We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and… more
- Principal Financial Group (Addison, TX)
- …new client accounts, managing account openings and asset movement requests with broker- dealer , and serving as a point of contact between financial professionals, ... Manage account openings and asset movement requests with broker dealer . + Utilize industry technology, such as Salesforce CRM...**Who You Are** + Bachelor's degree or equivalent in finance , business administration, or a related field preferred. +… more
- Charles Schwab (Westlake, TX)
- …+ Experience in finance and accounting, particularly in the bank and broker/ dealer space. + Knowledge of or willingness to learn new technical skills eg, ... problem solving, helping us "challenge the status quo" and transform the finance industry together. We believe in the importance of in-office collaboration and… more
- Charles Schwab (Westlake, TX)
- …problem solving, helping us "challenge the status quo" and transform the finance industry together. We believe in the importance of in-office collaboration and ... with investment products and services offered through a major broker- dealer , and eager to learn new things and apply...you need to make a positive difference in the finance industry. Our Hybrid Work and Flexibility approach balances… more
- Marathon Petroleum Corporation (San Antonio, TX)
- …minor - Business Administration, Management, Marketing, Supply Chain, Logistics, Finance or other related disciplines. Marketing: Corporate Office-based interns will ... a Territory Manager. The intern may travel to various customer offices or dealer gasoline locations with a Territory Manager, assist in prospecting for new… more
- CARMAX (Houston, TX)
- …may include printing daily reports, maintaining deal jackets, contacting finance companies regarding contracts, obtaining required information regarding registration ... processing reassignments, and auditing completed paperwork + Processes auction sales, dealer registration, and/or appraisal lane purchases to include the collection… more
- Robert Half Finance & Accounting (Dallas, TX)
- …firm. * Responsible for the monthly net capital computation of the related Broker/ Dealer , and the quarterly preparation of information needed for FINRA filings. * ... Coordinate annual audit preparation with the related Broker/ Dealer 's independent auditor. * Develop and maintain internal controls consistent with the company's… more
- Toyota (Plano, TX)
- …us. An important part of the Toyota family is Toyota Financial Services (TFS), the finance and insurance brand for Toyota and Lexus in North America. While TFS is a ... field is preferred + Experience gained within Banking/Financial Services (Automotive Dealer Facing Applications)/FinTech sectors a plus + Experience gained within… more
- Atria Wealth Solutions (Fort Worth, TX)
- …to, a team-oriented culture Desired Qualifications + Undergraduate Degree in Business, Finance , or related field + Certified Financial Planner (CFP) designation + ... credit union members full-service financial planning and investment advice. CFS is a broker/ dealer and RIA with a stable, 25-year track record of serving the… more