- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** Provides service , support and advice to promote the business unit's growth and ... compliance, supervision and/or administration. 3. Extensive knowledge of the broker/ dealer and registered investment adviser industry. 4. Excellent written, verbal… more
- Equitable (Charlotte, NC)
- …**Required Qualifications:** + 5 years of industry experience in insurance or broker dealer service operations, compliance or audit with a focus on anti-money ... that monitor, detect or prevent sanctions violations, money laundering or terrorist finance activity. + Respond to inquiries from internal business partners; and… more