- Fox Dealer (New York, NY)
- …and implement service agreements that are consistent with Fox Dealer 's financial objectives + Coordinate/foster business relationships with third party ... is in Las Vegas, NV. Regional Director, Sales & Dealer Development At Fox Dealer , we are...dealers. If you are passionate about delivering the best-in-class service to car dealers, then this may be the… more
- Bank of America (New York, NY)
- …+ Serves as a subject matter expert for the Asset Based Finance and Dealer Financial Services portfolios of loans, oversees the execution of ... At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to ... Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... training, surveillance and analytical functions to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for… more
- NBT Bank (Norwich, NY)
- …in a professional work environment required, preferably within a bank or financial institution work-setting + Customer service experience preferred Skills and ... Installment Contract data, and consumer application data within the Dealer Finance Department. Education and Experience: + High School...Program (EAP) : Access to support and resources. + Financial and Banking Services : Various benefits… more
- Akwesasne Mohawk Casino Resort (Hogansburg, NY)
- Job Title: Dealer Department: TABLE GAMES Reports To: Table Games Floor Supervisor FLSA Status: Non-Exempt - Part Time License: Class III Starting Rate: $10.00 per ... tips Closing Date: Open Until Filled Summary : The Dealer must exhibit a friendly, helpful and courteous manner...Akwesasne Mohawk Casino. Must be articulate, motivated & customer service oriented. The position requires the ability to work… more
- TEKsystems (New York, NY)
- …banking compliance, with a strong focus on regulatory risk assessments and institutional financial services . - Regs Focused on: Securities Exchange Act of 1934, ... - Conduct comprehensive Risk and Control Self-Assessments (RCSA) across broker- dealer operations, including trading, sales, operations, and support functions. -… more
- Kestra Financial (Kings Park, NY)
- …the financial services industry allowing for a good understanding of broker/ dealer operations and financial services products, and basic financial ... Summary The Client Service Associate reports to the Financial ...adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance… more
- Mizuho Corporate Bank (New York, NY)
- …+ knowledge of financial accounting including relevant US GAAP for the financial services industry + Experience in project management and people management , ... expertise in various regulatory reporting , especially for broker dealer regulatory reports , as well as experience in...of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries… more