- TD Bank (New York, NY)
- …Liquidity Management, Collateral + Monitoring/Management or Treasury function within a financial services setting + Understanding of key liquidity regulations ... oversight of TD's retail banking, commercial banking, and broker dealer funding activities. Working knowledge of key liquidity regulations...banking experience or are just starting your career in financial services , we can help you realize… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** + 5 or more years of experience with a registered US broker dealer or regulator. + JD desirable but not required + Knowledge of global ... financial institutions' operational, financial , sales and trading,...leadership and communication (oral and written) skills. + Client service skills - ability to demonstrate sound judgment and… more
- Guardian Life (Albany, NY)
- …our 29 million customers realize their dreams through a range of insurance and financial products and services . Our Purpose, to inspire well-being, guides our ... protect, expand, and secure Guardian's agency distribution by working with financial representatives who provide planning strategies to high income/high net worth… more
- Raymond James Financial, Inc. (New York, NY)
- …and Abilities** **Advanced knowledge of:** + Compliance and legal procedures in the financial services industry. + Concepts, practices, and procedures of the ... expert on matters pertaining to regulatory reporting and broker dealer operations by maintaining proficient knowledge of applicable regulations...financial services industry. + Retail and clearing… more
- JPMorgan Chase (New York, NY)
- …collaboration. Elevate your career with us and make a significant impact in the financial industry. As an Attorney in the JPMorgan Asset Management legal team, you ... JPMorgan Chase & Co. manages legal and other risks, advises on products and services , interprets laws and regulations that impact the firm, and advises the firm on… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... Required - BA / BS * Work Experience: 3+ years of experience in the financial services industry, preferably in risk management or compliance. * Prior experience… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- TD Bank (New York, NY)
- …Strategy - product capabilities expansion and platforms consolidation + Valuation Services delivery for Market Risk and PL program - consolidated consistent ... valuation and risk generation across FICM + Valuation Services delivery for eFI strategy + Manages integration of...and technical interfaces to ensure a high level of service and support to the client and efficient system… more
- Mizuho Corporate Bank (New York, NY)
- …or license relevant to the profession.Demonstrates a sound understanding of the financial services industry, including audit, financial , risk management, ... Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area,...of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries… more
- Manulife (New York, NY)
- …Know Your Client onboarding activities and knowledge of relevant rules applicable to financial services firms (AMLTF, PCMLTF, US Title 31, FINTRAC/FINCEN, OSFI, ... & reporting requirements) + Responsible for the management of Investor Services AML/KYC onboarding due diligence (processes, controls, data & document mgmt.)… more