- TD Bank (New York, NY)
- …Documentation Team is an integral part of TD Securities. The group provides best-of-class service to business partners in TD Bank Financial Group (the Bank) ... risk. The position will be responsible for providing best-of-class service to clients of TD Securities and internal business...of experience (either at a law firm or a dealer ) + Strong North American prime brokerage negotiation experience,… more
- TIAA (New York, NY)
- …company fueled by world-class asset management. But weʼre not just another legacy financial services firm. Weʼre fighting harder than ever before for our ... dignity. Today, many people who work at not-for-profits rely on our wide range of financial products and services to support and strengthen their financial … more
- Tradeweb (New York, NY)
- …Best Companies_ (2024) and by US News & World Report as one of the _Best Financial Services Companies to Work For_ . Tradeweb Markets LLC ("Tradeweb") is proud ... trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset… more
- TD Bank (New York, NY)
- …CIB Credit function is an integral part of the full suite of services we offer under Investment Banking. Our Investment Banking professionals provide corporate and ... in a highly focused operation, while being part of a major global investment dealer . Confidence in our US operations systems stems from the recognition of our… more
- TD Bank (New York, NY)
- …management **Preferred Qualifications:** + Solid background/experience working in Capital Markets/ Financial Services industry across Equities asset class ... regulatory requirements. TD has been growing its US Broker Dealer activities over the last few years both organically...Institutional Equity Research Sales, as well as our Prime Services offering. As such demonstrable working knowledge with the… more
- TD Bank (New York, NY)
- …Description:** TD Securities provides a wide range of capital market products and services to corporate, financial sponsor and institutional clients. The firm ... the world, focusing selectively and strategically on the key financial centers: Toronto, Montreal, Calgary, Vancouver, New York, London...is an integral part of the full suite of services we offer under Investment Banking. Our Investment Banking… more
- Citigroup (Getzville, NY)
- …of variances. **Qualifications:** + 3+ years of extensive experience within the financial services industry and regulatory reporting. + Foundational knowledge of ... a Tier 2 US regulation. This is deemed a Financial Responsibility rule by the SEC, requiring an annual...analysis, such as filtering, sorting, pivoting, lookups, etc. + Broker/ Dealer books and records fluency, such as stock record… more
- OTC Markets Group Inc (New York, NY)
- OTC Markets Group Inc VP, Senior Investor Relations Success Manager - Corporate Services OTC Markets Group - New York, NY - Full Time OTC Markets Group Inc., ... operator of premier US financial marketplaces, is seeking a VP, Senior Investor Relations...Senior Investor Relations Success Manager to join our Corporate Services team. Since this requires excellent written and verbal… more
- TD Bank (New York, NY)
- …and comprehensive reporting on key control issues + Manages the audit function's financial budget within plan and risk parameters + Stays current on evolving ... of relevant industry and/or audit experience + Strong understanding of Broker- Dealer operations, Investment Banking, Research, and Capital Markets + Senior… more
- Guardian Life (New York, NY)
- …our 29 million customers realize their dreams through a range of insurance and financial products and services . Our Purpose, to inspire well-being, guides our ... life and annuity insurance products. Park Avenue Securities is Guardian's broker- dealer and corporate Registered Investment Advisor (RIA), which offers clients an… more