- Trane Technologies (NY)
- …you will be responsible for developing sales strategies, supporting, and coaching dealer representatives, and meeting financial targets for accounts within the ... business growth and exceed sales targets. Also, in partnership with the District Service Manager, your responsibilities and objectives will be to develop plans to… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...foundation in US securities laws and regulations and broker dealer operations, products and services . + Ability… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services is recruiting for a Compliance role for an International Broker Dealer firm located in midtown Manhattan, New ... requires 4+ years of Compliance experience at a Broker Dealer or an RIA, with knowledge of FINRA Regulations/Filings,...+ 4+ years of Compliance experience at a Broker Dealer or an RIA + Knowledge of FINRA Regulations/Filings,… more
- PNC (New York, NY)
- …the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap Dealer & Broker Dealer . This position is primarily based in a ... of industry leaders who provide independent, objective assurance and consulting services designed to add value and recommend improvement to the organization's… more
- BMO Financial Group (New York, NY)
- Our ideal candidate has a SEC/FINRA examiner background with broker dealer experience including SEC 15c3 experience, possessing a strong understanding of broker ... dealer operations and SEC/FINRA regulations. If you have dealt...perfect opportunity for you. Develops or maintains an effective financial governance and controls framework that defines the ways… more
- Broadridge Financial Solutions (New York, NY)
- …Strategy initiatives in a medium to larger sized organization within the Financial Services , Technology, or Fin-Tech industries + Demonstrated experience ... way, come join the Broadridge team. The Bank Broker Dealer Head of Strategy and Business Development is a...implementation, and operational success of key product initiatives and services . + Contribute strategic and tactical expertise that can… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to ... Group provides comprehensive breadth and depth of coverage across four core services : Market Making, Clearing, Hedging and Investment Solutions and Agency and… more
- Guardian Life (New York, NY)
- …our 29 million customers realize their dreams through a range of insurance and financial products and services . Our Purpose, to inspire well-being, guides our ... and you thrive in a fast-paced environment where best in class customer service is your standard. You are patient, empathetic, detail orientated, and work well… more
- Ford Motor Company (Albany, NY)
- …complete analysis of dealership operations and financial condition utilizing Financial Statements, DOPR's, Dealer Credit key performance metrics and ... Ford Credit and Ford and Lincoln dealers. + Manage and further develop dealer relationships with Ford Credit. + Provide direct, in-dealership and virtual training… more
- Kestra Financial (Wappingers Falls, NY)
- … financial services industry allowing for a strong understanding of broker/ dealer operations and financial services products, including but not ... servicing. This position requires a strong understanding of the financial services industry and products, and is...+ Supports Lead Advisor including managing client needs regarding service , asset allocation, case design and financial … more