- Lincoln Financial (Albany, NY)
- …and service to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln ... volume. **What's it like to work here?** At Lincoln Financial , we love what we do. We make meaningful...including annuities, life insurance, group protection, and retirement plan services . With our 120-year track record of expertise and… more
- Lincoln Financial (Albany, NY)
- …and service to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln ... \#DICE **What's it like to work here?** At Lincoln Financial , we love what we do. We make meaningful...including annuities, life insurance, group protection, and retirement plan services . With our 120-year track record of expertise and… more
- Atria Wealth Solutions (Corning, NY)
- Through its relationship with CUSO Financial Services , L. P. (CFS) First Heritage Federal Credit Union is seeking a Financial Advisor to provide retirement ... drive and passion to deliver the highest level of service to credit union members and clientele to help...the following: + Identifies and evaluates customer needs for financial services , assess the objectives and goals… more
- JPMorgan Chase (New York, NY)
- …At least 2 years in a Financial Advisor role or equivalent financial services experience + Demonstrated success in client acquisition, cultivating and ... of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and...not available in all states. Chase is a leading financial services firm, helping nearly half of… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... required + Provides support to the CCO of the broker- dealer by hiring, rebuilding/building and managing US based team...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- Foresters Financial Services (Westbury, NY)
- …Apply Description What we need: This role supports the Registered Financial Services Sales Representative's business with day-to-day administrative assistance ... Cetera include award-winning wealth management and advisory platforms, comprehensive broker- dealer and registered investment adviser services , practice… more
- Santander US (Staten Island, NY)
- …**Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest ... Financial Advisor - Centralized, Staten Island, NY Country:...quarterly basis. + Maintains compliance with all applicable bank, broker/ dealer , State and Federal regulations associated with the sale… more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... Summary The Financial Resource Management (FRM) team is looking for...calculations for all Mizuho Americas businesses and products (banking, broker- dealer and derivatives trading) under Basel III + Conduct… more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... regulatory rules and will contribute analysis and translation of various Broker- Dealer regulatory requirements in collaborations with other stakeholders (eg, legal,… more
- TD Bank (New York, NY)
- …or the equivalent experience at a regulatory body (eg, leading a bank or broker/ dealer exam team). + Surveillance experience at Financial Market Regulator (eg, ... related experience **Preferred Qualifications:** + Advanced degree (JD, MBA, or Masters in Financial Engineering, Data Science, or Statistics) is a plus. + 7+ years… more