- Raymond James Financial, Inc. (New York, NY)
- …in Mathematics, with a minimum of fifteen (15) years of financial services experience required . Experience in broker- dealer or wealth management firms ... an understanding of the market standard risk management practices . Broker- dealer supervisory frameworks, retail investment platforms, and UHNW product risks… more
- TD Bank (New York, NY)
- …The Market Risk Technology team, composed of 2 families of apps (Valuation Services and Risk and Capital Studio), is responsible for the development and support ... and software, and the role will work closely with financial modeling quant groups, business groups, and other development/engineering...and strategy to grow both our platforms and the dealer as a whole. The successful candidate is expected… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... to deepen and broaden the existing relationship by providing excellent service , proactively contacting clients, delivering thought leadership across all capabilities… more
- JPMorgan Chase (New York, NY)
- …Chase & Co. Products not available in all states. Chase is a leading financial services firm, helping nearly half of America's households and small businesses ... care of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and inclusion. Using… more
- TD Bank (New York, NY)
- …CIB Credit function is an integral part of the full suite of services we offer under Investment Banking. Our Investment Banking professionals provide corporate and ... in a highly focused operation, while being part of a major global investment dealer . Confidence in our US operations systems stems from the recognition of our… more
- JPMorgan Chase (New York, NY)
- …institutional capital markets + Expertise in financial investment products and services offered by a broker- dealer and investment adviser (eg investments ... control management, capital markets structure, compliance and audit in the financial services industry + Self-motivated, driven and intellectually curious… more
- Manulife (New York, NY)
- …Know Your Client onboarding activities and knowledge of relevant rules applicable to financial services firms (AMLTF, PCMLTF, US Title 31, FINTRAC/FINCEN, OSFI, ... and John Hancock** Manulife Financial Corporation is a leading international financial services provider, helping people make their decisions easier and… more
- JPMorgan Chase (New York, NY)
- …finance/municipal bond attorney in a law firm or equivalent in-house position at a financial services firm. + Excellent oral and written communication skills. + ... JPMorgan Chase & Co. manages legal and other risks, advises on products and services , interprets laws and regulations that impact the firm, and advises the firm on… more
- NBT Bank (Williamsville, NY)
- …high quality service provider + Advanced knowledge of all broker dealer advisory platforms Unique Job Characteristics and Requirements: FINRA Series 7, Series 63 ... Program (EAP) : Access to support and resources. + Financial and Banking Services : Various benefits...us via email at ###@nbtbank.com. The Human Resources Shared Service Center hours of operation are Monday through Friday,… more
- TD Bank (New York, NY)
- …Liquidity Management, Collateral + Monitoring/Management or Treasury function within a financial services setting + Understanding of key liquidity regulations ... oversight of TD's retail banking, commercial banking, and broker dealer funding activities. Working knowledge of key liquidity regulations...banking experience or are just starting your career in financial services , we can help you realize… more