- Guardian Life (Bethlehem, PA)
- …department projects and ongoing recruitment strategy **You have** + 3-5 years of broker- dealer operations or service experience + Ability to create strong ... personnel + Field inquiries related to transition and broker dealer acclimation + Advocate for & teach colleagues, agency...realize their dreams through a range of insurance and financial products and services . Our Purpose, to… more
- Equitable (Philadelphia, PA)
- …Our competitive payouts + Our operation and compliance infrastructure support * LPL Financial , member FINRA, SIPC, is the clearing broker- dealer for Equitable ... + Our open-architecture platform for client solutions + Our broker/ dealer powered by one of the world's largest broker/dealers...is a big decision. So we offer support and financial packages designed to make your transition into Equitable… more
- Vanguard (Malvern, PA)
- …Personal Investor Supervisory Controls, Governance and Surveillance agenda within the Service and Operational Excellence (S&OE) Organization. This senior level role ... training and experience. Graduate degree preferred. + Deep expertise in broker- dealer supervision and relevant supervisory control regulations. + Strong knowledge of… more
- Hyster-Yale Materials Handling (PA)
- …across the full Hyster-Yale portfolio-including equipment, aftermarket, fleet services , financing, and emerging technologies. **_*Please note:_** **_This position ... the full suite of Hyster-Yale solutions, including equipment, aftermarket, fleet services , financing, and emerging technologies, to meet evolving customer needs. +… more
- JPMorgan Chase (Pittsburgh, PA)
- …At least 2 years in a Financial Advisor role or equivalent financial services experience + Demonstrated success in client acquisition, cultivating and ... of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and...not available in all states. Chase is a leading financial services firm, helping nearly half of… more
- Guardian Life (Harrisburg, PA)
- …our 29 million customers realize their dreams through a range of insurance and financial products and services . Our Purpose, to inspire well-being, guides our ... protect, expand, and secure Guardian's agency distribution by working with financial representatives who provide planning strategies to high income/high net worth… more
- Guardian Life (Bethlehem, PA)
- …able to work independently and as part of a team + Must have background in the financial services industry in a service , operational, or sales support role + ... possess excellent time management skills + Must understand broker dealer systems for account opening, asset movements, and order...realize their dreams through a range of insurance and financial products and services . Our Purpose, to… more
- Huntington National Bank (Pittsburgh, PA)
- …(eg, SQL, Python, AWS) + Hands on experience implementing data models in Financial Services cashflow forecasting engines, including QRM, Bankware, Empyrian, or ... business, commercial, treasury management, wealth management, brokerage, trust, and insurance services . Huntington also provides auto dealer , equipment finance,… more
- Wells Fargo (Doylestown, PA)
- …change + Ability to manage multiple and competing priorities + 6+ months of financial services industry experience + Experience in compliance or broker- dealer ... all regulatory and firm policies + Collaborate and consult with financial advisors, branch managers, supervisory principals and Market Administration Management… more
- The Hartford (Wayne, PA)
- …to reside in the territory. Responsibilities:- Provide marketing support and customer service to financial advisors in the assigned territory- Present technical ... responsible for driving Hartford Funds sales by building deep relationships with financial advisors, strategic partners, and firms. You will be expected to leverage… more