- Lincoln Financial (Albany, NY)
- …and service to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln ... and conduct information security risk assessments on parties' external to Lincoln Financial Group to ensure that information security risks associated with those… more
- Bank of America (New York, NY)
- GMO Market Solutions Lead - Sr Operations Team Lead Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least 18 years of ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/GMO-Market-Solutions-Lead Sr -Operations-Team-Lead\_25009935) **Job Description:** At Bank of America, we are… more
- Citigroup (Getzville, NY)
- …reporting regimes: CFTC, CAD, and/or SEC Reporting + 3+ years of previous financial services experience, within: regulatory reporting / capital markets middle ... of regulatory reporting, including exception management and risk mitigation across swap dealer reporting. The group is responsible for:_ + Implementation of new… more
- TD Bank (New York, NY)
- …Liquidity Management, Collateral + Monitoring/Management or Treasury function within a financial services setting + Understanding of key liquidity regulations ... oversight of TD's retail banking, commercial banking, and broker dealer funding activities. Working knowledge of key liquidity regulations...banking experience or are just starting your career in financial services , we can help you realize… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in ... functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +...more years of experience with a registered US broker dealer or regulator. + JD desirable but not required… more
- Amazon (New York, NY)
- …development of innovative sales and marketing products, including the OEM and dealer experience. * Drive product roadmap and resolve technical decisions in ... partners. * Represent the automotive seller product organization to senior leadership, providing regular updates on product development, performance metrics,… more
- TD Bank (New York, NY)
- …Qualifications:** + 7 or more years of experience with a registered US broker dealer , regulator, or global financial organization. + JD desirable but not ... of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and… more
- Deloitte (New York, NY)
- …have a genuine passion for driving strategic transformation in the financial services industry combined with relationship-building, leadership, and communication ... Senior Manager - FSI Risk, Regulatory & Forensic...to act is essential. A genuine passion for the financial services industry, combined with relationship-building, leadership,… more
- Siebert Williams Shank (New York, NY)
- …and support senior bankers in business development efforts. SWS is a full- service investment banking and financial services company dual-headquartered in ... banking professionals who provide direct analytical and quantitative assistance to senior bankers, facilitating investment banking services for public sector… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to ... Annual Compliance Plan in line with below responsibilities: + Provide Compliance Advisory services to US Broker Dealer business lines. + Complete or assist… more