- US Bank (New York, NY)
- …+ Collaborate with other related support functions, such as Risk, Compliance and Regulatory Services + Work with senior leadership within the business line and ... best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We… more
- BMO Financial Group (New York, NY)
- …Income Compliance team in New York with a focus on FINRA and SEC broker- dealer requirements and corresponding oversight. We are looking for someone to work closely ... of business operations and stakeholder needs. + Consult on new products, services and automated systems to assist with incorporating compliance requirements into… more
- Capital One (New York, NY)
- …Product, Commercial Bank Capital Markets **Capital Markets | Head of Product | Senior Director** The Capital Markets Group is a high growth business within Capital ... new Capital Markets capabilities that expand our portfolio of services for clients and in doing so drive continued...knowledge of regulatory requirements relevant to the bank's Broker Dealer (SEC / FINRA) and Swap Dealer … more
- OTC Markets Group Inc (New York, NY)
- OTC Markets Group Inc VP, Senior Investor Relations Success Manager - Corporate Services OTC Markets Group - New York, NY - Full Time OTC Markets Group Inc., ... operator of premier US financial marketplaces, is seeking a VP, Senior ... Investor Relations Success Manager to join our Corporate Services team. Since this requires excellent written and verbal… more
- Deloitte (New York, NY)
- …investments to help strategic roadmap planning. The TeamOur Forensic, Discovery, & Financial Crime offering provides services to support anti-money laundering, ... Senior Consultant, Anti-Money Laundering Analytics About Deloitte Regulatory,...engagements in partnership with internal and external AML and financial crimes compliance, audit, IT, and business teams. +… more
- Citigroup (Getzville, NY)
- …of variances. **Qualifications:** + 3+ years of extensive experience within the financial services industry and regulatory reporting. + Foundational knowledge of ... The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight...a Tier 2 US regulation. This is deemed a Financial Responsibility rule by the SEC, requiring an annual… more
- Arrow Financial Corporation (Glens Falls, NY)
- The Arrow Financial Corporation Family of Companies is seeking dynamic, authentic individuals to join our amazing team! Currently, we are looking for an experienced ... professional to join Finance team as: Senior Staff Accountant This opportunity may be perfect for...(JE) for a variety of categories such as Pension, dealer reserves, expense accruals and other areas assigned. >… more
- Amazon (New York, NY)
- …We're on a journey to build something new! We're seeking an exceptional Senior Product Designer to shape the future of automotive experiences at Amazon Autos. ... solutions that transform how millions of customers buy cars and a nationwide dealer network sell cars. Your work will directly influence Amazon's automotive strategy… more
- Lincoln Financial (Albany, NY)
- …and service to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln ... will manage the daily administration of non-qualified deferred compensation plans for senior leaders, along with company owned life insurance policies (COLIs). It… more
- Lincoln Financial (Albany, NY)
- …and service to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln ... * Demonstrates ability to communicate knowledgeably and credibly with senior management and internal constituents. * Excellent written and...volume. **What's it like to work here?** At Lincoln Financial , we love what we do. We make meaningful… more