• AVP, Cybersecurity Risk Assessment Mgt

    Lincoln Financial (Albany, NY)
    …and service to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln ... and emerging developments/trends, assesses the impact, and collaborates with senior management to incorporate new trends and developments in...volume. **What's it like to work here?** At Lincoln Financial , we love what we do. We make meaningful… more
    Lincoln Financial (07/01/25)
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  • Internal Auditor Risk Management Model Risk

    Mizuho Corporate Bank (New York, NY)
    …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... the Team The Internal Audit Department Americas (IADA) provides internal audit services to the branches, representative offices and agencies of Mizuho Bank, Ltd.… more
    Mizuho Corporate Bank (07/11/25)
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  • AVP, Product Compliance & State Filing - Retail…

    Lincoln Financial (Albany, NY)
    …and service to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln ... impact of industry and regulatory changes + Collaborate with senior management and other internal stakeholders to incorporate new...date. **What's it like to work here?** At Lincoln Financial , we love what we do. We make meaningful… more
    Lincoln Financial (08/08/25)
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  • Non- Financial Regulatory Reporting

    Mizuho Corporate Bank (New York, NY)
    …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... regulatory rules and will contribute analysis and translation of various Broker- Dealer regulatory requirements in collaborations with other stakeholders (eg, legal,… more
    Mizuho Corporate Bank (08/21/25)
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  • Counterparty Credit Risk - Governance & Strategy…

    SMBC (New York, NY)
    …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
    SMBC (06/10/25)
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  • US Head of Finance

    Robert Half Finance & Accounting (New York, NY)
    Description Robert Half Financial Services is recruiting for a US Head of Finance & Accounting role for a global Broker Dealer /Swap Dealer firm located ... of Accounting and Finance experience within Prime Brokerage, Capital Markets or a Swap Dealer firm. The role reports directly into the Group CFO and oversees … more
    Robert Half Finance & Accounting (08/13/25)
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  • Internal Audit - Equities

    Mizuho Corporate Bank (New York, NY)
    …security-based swap dealer as well as Volcker rule). Knowledge of financial services operations, finance, liquidity, compliance, conduct, financial ... license relevant to the profession. + Demonstrates a sound understanding of the financial services industry, including audit, financial , equity & research,… more
    Mizuho Corporate Bank (08/22/25)
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  • Compliance Governance & Operations Manager

    TD Bank (New York, NY)
    …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... course of action and best practices to improve products, processes or services + Acts as a technical expert/lead integrating cross-function understanding within… more
    TD Bank (07/26/25)
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  • Advisor Transitions Specialist

    Guardian Life (New York, NY)
    …builder who is comfortable engaging with internal and external partners, including financial professionals, general agents, and senior management + Excellent ... ongoing recruitment strategy **You have** + 3-5 years of broker- dealer operations or service experience + Ability...realize their dreams through a range of insurance and financial products and services . Our Purpose, to… more
    Guardian Life (07/22/25)
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  • Internal Audit, Vice President - Market Risk…

    MUFG (New York, NY)
    …of experience in internal audit and/or equivalent of experience with the financial services industry, related markets and regulated industries, specifically in ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible… more
    MUFG (07/31/25)
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