- Raymond James Financial, Inc. (New York, NY)
- …in Mathematics, with a minimum of fifteen (15) years of financial services experience required . Experience in broker- dealer or wealth management firms ... pace with the changing business environment. . Builds trusted relationships with senior leadership, including executive management of the Private Client Group (PCG),… more
- TD Bank (New York, NY)
- …Description:** TD Securities provides a wide range of capital market products and services to corporate, financial sponsor and institutional clients. The firm ... the world, focusing selectively and strategically on the key financial centers: Toronto, Montreal, Calgary, Vancouver, New York, London...is an integral part of the full suite of services we offer under Investment Banking. Our Investment Banking… more
- JPMorgan Chase (Fayetteville, NY)
- …qualifications, capabilities, and skills** + A minimum of 4 years of financial services experience + Demonstrated success in cultivating and maintaining ... of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and...not available in all states. Chase is a leading financial services firm, helping nearly half of… more
- Citigroup (New York, NY)
- …issues escalated + Review and approval of designated bank-channel and broker- dealer investments + Manage surveillance alerts within stated policy guidelines + ... Interface, consult with and escalate to Senior Management and partners including, but not limited to, Compliance, Legal, AML, Regional Business Risk, Regional COO… more
- TD Bank (New York, NY)
- …CIB Credit function is an integral part of the full suite of services we offer under Investment Banking. Our Investment Banking professionals provide corporate and ... operation, while being part of a major global investment dealer . Confidence in our US operations systems stems from...Confidence in our US operations systems stems from the recognition of our in-depth industry knowledge and from our… more
- TD Bank (New York, NY)
- …The Market Risk Technology team, composed of 2 families of apps (Valuation Services and Risk and Capital Studio), is responsible for the development and support ... risk infrastructure and software, and the role will work closely with financial modeling quant groups, business groups, and other development/engineering groups to… more
- TD Bank (New York, NY)
- …CIB Credit function is an integral part of the full suite of services we offer under Investment Banking. Our Investment Banking professionals provide corporate and ... operation, while being part of a major global investment dealer . Confidence in our US operations systems stems from...Confidence in our US operations systems stems from the recognition of our in-depth industry knowledge and from our… more
- HUB International (New York, NY)
- …as a senior SEC regulatory compliance professional for either a large financial services firm + Experience leading a team and preferably, leading a ... providing a boundaryless array of business insurance, employee benefits, risk services , personal insurance, retirement, and private wealth management products and … more
- JPMorgan Chase (New York, NY)
- …institutional capital markets + Expertise in financial investment products and services offered by a broker- dealer and investment adviser (eg investments ... associated product areas. The role is highly visible to senior management and offers the opportunity to work with...management, capital markets structure, compliance and audit in the financial services industry + Self-motivated, driven and… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... risk frameworks. 4. Assist in preparing risk materials for Senior Management and governing bodies. 5. Support other Risk...* Work Experience: 3+ years of experience in the financial services industry, preferably in risk management… more