- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** Provides service , support and advice to promote the business unit's growth and ... to time. 1. Drive the Wealth quality business efforts by partnering with senior leadership and field to ensure the active and successful engagement in regulatory,… more
- Equitable (Charlotte, NC)
- …effective judgments as to prioritizing and time allocation. **Regulatory Environment - Financial Services :** Knowledge of regulatory environment; ability to help ... 7 years of established compliance experience, preferably with a wholesale distributing broker dealer and/or in a senior compliance level role. + Demonstrated… more