- SMBC (New York, NY)
- …with offices in London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio, with specific emphasis on interest rates and ... risk and will represent the team in various forums. The risk management department is responsible for market, model, liquidity, credit, foreign exchange, operational… more
- Lincoln Financial (Albany, NY)
- …problem tracking system. This includes Tier II incident and problem management executing within our ServiceNow incident, problem and change management ... and assigned area(s) of responsibility, assesses the impact, and collaborates with management to incorporate new trends and developments in current and future… more
- Lincoln Financial (Albany, NY)
- …Wayne based office. We have been experiencing growth and career development on our Account Management team and this is a great opportunity to be part of a growing ... we're looking for** _Must-haves:_ + 3 - 5 + years' experience in account management and/or relationship management and retirement industry + Ability to work… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to existing programs to ... wide impact or accountability. + Position deals with senior/executive management . + Key contact for business management ,...more years of experience with a registered US broker dealer or regulator. + JD desirable but not required.… more
- TIAA (New York, NY)
- …and interprets proposed and existing laws, statutes, and regulations. + Advises management on recent changes in laws and regulations and litigation developments that ... + Experience in securities litigation, enforcement matters, investigations, ERISA, antitrust, broker- dealer , and/or insurance law a plus. + Strong verbal and written… more
- Lincoln Financial (Albany, NY)
- …services that add value and improve organizational operations by evaluating risk management , control, and governance processes. The Audit Analyst role offers an ... relationships across the audit department and the company. * Partner with risk management and other first and second line partners to establish strong working… more
- Deloitte (New York, NY)
- …on project delivery covering aspects such as quality, timelines, risk, and issue management + Track internal metrics such as utilization, Budget Vs Spend, resource ... ability to communicate effectively to all levels of client and engagement management . + Capable of balancing multiple projects with strong ability to properly… more
- Mizuho Corporate Bank (New York, NY)
- …value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff members perform ... different business areas of the bank to evaluate the effectiveness of risk management and governance processes. Along with its counterparts in London, Hong Kong and… more
- Guardian Life (New York, NY)
- …life and annuity insurance products. Park Avenue Securities is Guardian's broker- dealer and corporate Registered Investment Advisor (RIA), which offers clients an ... plays a critical role in driving growth within our wealth management business by supporting financial professionals in identifying, positioning, and closing… more
- Scotiabank (New York, NY)
- …& Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of ... development planning for the team. + Communicate with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory… more