- KeyBank (Albany, NY)
- …group of KIS registered representatives on behalf of the bank channel broker- dealer . The Central Supervision Principal is responsible for the principal supervision ... and multi-task. Demonstrated ability to meet deadlines and exhibit strong time management skills *Ability to effectively resolve conflicts with internal and external… more
- Hold Brothers (New York, NY)
- About the Job: Hold Brother's Capital is a self-clearing broker- dealer with a specialization in proprietary trading in US equities markets, headquartered in New York ... the achievement of our business goals. Responsibilities: + Work closely with senior management to align with the company's business goals and objectives. + Oversee… more
- ManpowerGroup (New York, NY)
- …$80-85/HR W2 **What's the Job?** + Conduct comprehensive audits of swap dealer activities to ensure compliance with regulatory requirements. + Assess the ... Prepare detailed audit reports outlining findings, conclusions, and recommendations for management . **What's Needed?** + Bachelor's degree in Finance, Accounting, or… more
- Lincoln Financial (Albany, NY)
- …such as: security operations, incident analysis, incident handling, and vulnerability management or testing, system patching, log analysis, intrusion detection, or ... to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more