- Robert Half Finance & Accounting (New York, NY)
- …recruiting for a US Head of Finance & Accounting role for a global Broker Dealer /Swap Dealer firm located in midtown Manhattan. Our client requires a CPA, Series ... Accounting and Finance experience within Prime Brokerage, Capital Markets or a Swap Dealer firm. The role reports directly into the Group CFO and oversees Financial… more
- SMBC (New York, NY)
- …in Charlotte, NC, London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio focused on interest rates and foreign exchange ... products. SMBC Nikko Securities America, Inc. is an SEC-registered securities broker- dealer and member of the Financial Industry Regulatory Authority (FINRA) and… more
- MarketSource (Rochester, NY)
- …Essential Job Functions: Focus on prospect maintenance/relationships and acquisition of new dealer accounts via in-person customer visits Act as main point of ... partners to keep them informed of market pricing and competitive prices, rebate, and dealer stocking locations Act as point of contact at key dealer locations… more
- MUFG (New York, NY)
- …our operations teams and the underlying technology that powers our broker dealer settlement engine. The role demands deep expertise in trade flows, securities ... processing, cash management , and settlement across systems such as Broadridge BPS,...Maintain and update operating procedures, stay current on evolving broker‑ dealer settlement rules and regulatory requirements, and ensure adherence… more
- TD Bank (New York, NY)
- …role. **Line of Business:** TD Wealth **Job Description:** The Head of Wealth Portfolio Management & Capital Markets is a key leader within the US Wealth business ... the US Investment product suite and its ongoing product management and development. This role leads the development, implementation,...This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the...in financial investment products and services offered by a broker- dealer and investment adviser (eg investments such as fixed… more
- TD Bank (New York, NY)
- …New York, United States of America **Hours:** 40 **Line of Business:** Business Management , Strategy & Support **Pay Detail:** $185,000 - $185,000 USD TD is ... Term Assignment - 12 Month Duration** Regulatory and Supervisory Management (RSM) drives a strong culture of supervision and...regulatory requirements. TD has been growing its US Broker Dealer activities over the last few years both organically… more
- TD Bank (New York, NY)
- …group responsible for delivering: . Fixed Income cash securities pricing . FI Dealer -to- Dealer order execution . FI Dealer -to-Client quoting solutions . ... . FI cash risk calculation . Sales technology . Trade capture and management services Position Overview Description As part of the Core Development eTrading… more
- Tioga Downs Casino Resort (Nichols, NY)
- …you have Table Games experience and would like to take the next step toward a management career, we'd like to talk to you! Tioga Downs is hiring a Table Games Floor ... + Open and close games in assigned area, verifying count as provided by Dealer . + Control and direct games in progress by monitoring and providing assistance,… more
- General Motors (Albany, NY)
- …**The Role** Lead and develop a team that will be supporting GM's dealer network in growing Parts Revenue, Customer Pay Repair orders, customer retention, tools ... a customer centric culture of empowerment, results focused mindset and drive change management + Extreme ownership of Zone Revenue, Retention & Customer Experience +… more