- JPMorgan Chase (New York, NY)
- …Global Fixed Income Currency and Commodities team (GFICC) at JP Morgan Asset Management is one of the world's deepest and best-resourced fixed income managers, with ... Specialists to evaluate municipal securities for investment opportunity and ongoing management . **Job Responsibilities** * Provide buy and/or sell investment… more
- Equitable (New York, NY)
- Financial Analyst, Equitable Investment Management ( 250000CD ) **Primary Location** : UNITED STATES-NY-New York **Organization** : Equitable **Schedule** : ... the Financial Analysis and Strategic Planning team within Equitable Investment Management Group, LLC ("EIMG"). The individual interacts closely with the investments… more
- JPMorgan Chase (Brooklyn, NY)
- …meet their financial needs. As a Market Director of Wealth in JP Morgan Wealth Management , you will create a culture of excellence and an environment that meets a ... coach, develop and promote Advisors + Drive integration with partners from Branch Management , Business Banking and Home Lending to give our customers access to… more
- Mizuho Corporate Bank (New York, NY)
- …& research. Contribute to the group's strategic planning, process innovation, project management and talent development. Job Description + Under the direction of the ... Director, maintain a robust audit program including overall management and/or leading the timely execution of audit planning, fieldwork, reporting and other… more
- BMO Financial Group (New York, NY)
- …Income Compliance team in New York with a focus on FINRA and SEC broker- dealer requirements and corresponding oversight. We are looking for someone to work closely ... within a geographic area. + Participate in the design, implementation and management of core business/group processes. + Conduct and/or effectively challenge risk… more
- Capital One (New York, NY)
- …Commercial Bank, you'll also play a key role in building the larger Product Management organization. You'll help shape our culture, grow our talent, and be an ... ambassador for Product Management across the company. Product Management at...knowledge of regulatory requirements relevant to the bank's Broker Dealer (SEC / FINRA) and Swap Dealer … more
- Deloitte (New York, NY)
- …process improvement, operating model design and implementation, risk assessment and management , and controls testing engagements across three lines of defense + ... Using a combination of direct management and hands-on delivery, you will craft solutions for...services organization (preferably a bank, capital markets organization or broker- dealer ), regulatory agency, or consulting firm with a clear… more
- MUFG (New York, NY)
- …designed to evaluate and assess the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited to, ... on more complex audit activities and project deliverables across the organization. ** Management or Supervision:** May supervise staff during an audit engagement at… more
- TD Bank (New York, NY)
- …Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping ... + **Experience responding to client complaints within a bank or broker- dealer .** + **Experience reviewing and providing guidance on advertising and marketing… more
- Resideo (Melville, NY)
- …**Director, Pro Marketing - Security & Safety** to lead our Pro Security dealer and Electrical and marketing initiatives. In this role, you will develop and ... resellers, and distributors. You will collaborate closely with sales, product management , and Security/Electrical teams to ensure alignment and success across… more