- Citigroup (New York, NY)
- …Word) + Excellent communication skills, ability to communicate to all levels of management + Familiarity with bank/broker dealer trading platforms + Strong ... business in key initiatives including: + Assisting the Product Management Head and Desk Heads in new product rollouts...& Experience: + 5 years' experience at a bank/broker dealer + Working knowledge of brokerage products, structured products,… more
- Citigroup (New York, NY)
- …marketing material, complaints, outside activities, licensing/registration, trade blotters, trade errors, management of OSJ files, etc + Review and approval of new ... issues escalated + Review and approval of designated bank-channel and broker- dealer investments + Manage surveillance alerts within stated policy guidelines +… more
- Bank of America (New York, NY)
- …lifecycle and various workflows. + 5 years of experience in a relationship management or similar role eg, client or vendor-facing. + Demonstrated ability / proven ... outside of Operations eg, Front Office, Technology, Compliance, Risk Management . + Able to work both independently and across...a similar role in a top tier bank / broker- dealer or product development role in a large broker/… more
- Bosch (New York, NY)
- …the market. + Work with marketing and local team to execute events at the dealer , on-site, and at local trade unions to drive Bosch brand insistence in your market. ... local events at the job site and with local dealer partners. + Engage with CRM daily to drive...CRM daily to drive effective business development through data management . + Budget management + Continuous learning… more
- Citigroup (Getzville, NY)
- …skills. + 4+ years of related experience in the banking / broker- dealer industry. + Material experience with operational risk disciplines; processes, risks and ... a plus. + Familiarity with SEC Rule15c3-1 & 15c3-3, brokerage accounting, and broker- dealer regulatory filing is a plus. + Strong interpersonal skills and ability to… more
- Guardian Life (New York, NY)
- …internal and external partners, including financial professionals, general agents, and senior management + Excellent with time management and have strong ... aspects of the complex process of transitioning a wealth management advisor + Collaborate across teams to deliver seamless...personnel + Field inquiries related to transition and broker dealer acclimation + Advocate for & teach colleagues, agency… more
- Bosch (New York, NY)
- …the market + Work with marketing and local team to execute events at the dealer , on-site, and at local trade unions to drive Bosch brand insistence in your market. ... Execute local events at the jobsite and with local dealer partners + Engage with CRM daily to drive...CRM daily to drive effective business development through data management + Budget management + Continuous learning… more
- Foresters Financial Services (Westbury, NY)
- …Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker- dealer and registered ... and institutions-based advisors the benefits of a large, established broker- dealer and registered investment adviser, while serving advisors and institutions… more
- ManpowerGroup (New York, NY)
- …**What's the Job?** This is a high-visibility role supporting the CIB Control Management as a **Trade Surveillance Consultant** . Partner with team in identifying ... asset classes, especially: + Fixed IncomeOTC fixed income instruments, RFQs, or dealer -to- dealer workflows exposure to rates, credit, and structured products +… more
- PDS Tech Commercial, Inc. (East Syracuse, NY)
- …product comparisons to help homeowners make informed decisions. + Facilitate dealer referrals to distributors for parts, technical support, or product inquiries. ... appropriately in the system for follow-up and resolution. + **Switchboard & Database Management :** + Serve as the initial point of contact for customers and dealers,… more