- McGard LLC (Orchard Park, NY)
- …bills of lading, and any other related documents necessary to resolve end-user/ dealer questions or problems. + Traces missing merchandise via air bills, shipping ... and shipping to determine details and necessary information in order to resolve dealer questions and problems. + Enters and updates current dealership data into… more
- Kestra Financial (Kings Park, NY)
- …keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance + Process, ... Excellent communication skills, both verbally and in writing + Strong time management and organizational skills; able to work independently and effectively manage… more
- Bank of America (New York, NY)
- …Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing the Company's ... talent, advancing careers, and creating leaders within Global Risk Management and across the company. Our goal is to...& LOB team and approval via senior executives and broker- dealer Board of Directors, as appropriate. Monitor and notify… more
- JPMorgan Chase (New York, NY)
- Are you an experienced attorney with a passion for investment management ? Join our dynamic team at JPMorgan Asset Management , where you'll play a pivotal role in ... shaping the future of our US Funds Management business. This is your opportunity to work with...experience and in-house legal experience. + Experience advising on broker- dealer issues. + Expertise in complex transactions and index… more
- TD Bank (New York, NY)
- …required to build out the US product suite and its ongoing product management and development. This role leads the development and implementation of strategies, ... client solutions, and, tools related to all US Wealth Management product offerings. This role uses change leadership capabilities,...This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA… more
- Lincoln Financial (Albany, NY)
- …aspects of the full data pipeline lifecycle, including acquisition, transformation, management , export, and analytics. + Experience to efficiently handle complex ... for assigned area(s) of responsibility, assesses the impact, and collaborates with management to incorporate new trends and developments in current and future… more
- TD Bank (New York, NY)
- …New York, United States of America **Hours:** 40 **Line of Business:** Credit Management **Pay Detail:** $200,000 - $225,000 USD TD is committed to providing fair ... in a highly focused operation, while being part of a major global investment dealer . Confidence in our US operations systems stems from the recognition of our… more
- SMBC (New York, NY)
- …Markets, Inc. (CM) is seeking a Risk Governance Associate within its Risk Management Department. This role will oversee coverage across SMFG Combined US Operations ... Compliance, Legal, and Audit, while leveraging resources within the Risk Management Department, to cover the risk governance framework overseeing market risk… more
- Lincoln Financial (Albany, NY)
- …to design & deliver solutions to market * be responsible for inforce management from a product perspective (non-actuarial) * assist in developing the short- and ... markets while diversifying the business line product portfolio. * Partners with Management and influences the strategic direction of a competitive product and… more
- Lincoln Financial (Albany, NY)
- …respond to requests from external parties concerning Lincoln's own information risk management practices. **What you'll be doing** + Maintains knowledge on current ... assigned area(s) of responsibility, assesses the impact, and collaborates with senior management to incorporate new trends and developments in current and future… more