- Raymond James Financial, Inc. (St. Petersburg, FL)
- …relevant regulations (eg FINRA, SEC), especially those associated with broker- dealer and registered investment advisor business models. + Planning, organizing ... and conducting audits. + Excellent verbal and written communication skills, with the ability to present complex and sensitive issues to management in a persuasive manner. + Enthusiastic, self-motivated, effective under pressure, and willing to take personal… more
- Arena Investors LP (Jacksonville, FL)
- Arena Investors, LP ("Arena") is a global institutional asset manager that provides creative solutions for those seeking capital in special situations. With more ... the Investment Advisers Act of 1940; . Support the CCO with FINRA broker- dealer requirements; . Monitoring of Client guidelines and restrictions; . Review of… more
- Brunswick (Pompano Beach, FL)
- …VP of National Sales * Maintain up to date information on assigned dealer accounts. * Execute strategic initiatives to manage Marine business for designated ... territories. * Support dealer retail and distributor sales activity to achieve maximum...customer service representatives, sales coordinators, sales directors and marketing manager . * Travel for sales calls to territory customers… more
- CARMAX (Davie, FL)
- …customer experience - Summary:** Under general direction from the Business Office Manager , this position is responsible for providing exceptional customer service in ... processing reassignments, and auditing completed paperwork + Processes auction sales, dealer registration, and/or appraisal lane purchases to include the collection… more
- Guardian Life (Tallahassee, FL)
- …environment in the branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, as ... of state insurance laws (inclusive of NAIC). + 3-5 years of broker- dealer and registered investment advisor compliance experience, with experience at an… more
- Citigroup (Miami, FL)
- …issues escalated + Review and approval of designated bank-channel and broker- dealer investments + Manage surveillance alerts within stated policy guidelines + ... + Assist with ad-hoc projects and/or workflow testing as assigned by Manager + Assist with coaching and training Registered Representatives when applicable +… more
- Hendrick Automotive Company (Tallahassee, FL)
- …through close) by including and preparing all parties participating in the opportunity: Dealer Salesperson (and OEM Partners as needed) + Demonstrate a high level of ... + Deliver sales/orders objectives as set by Hendrick and BE Fleet Solutions Manager + Update all activities, opportunities and results accurately and timely into the… more
- Lithia & Driveway (Tampa, FL)
- …influential leadership skills. This will serve them well on a path to an Accounting Manager Role or if coupled with Automotive and Business acumen on the path to a ... Business Manager . The Dealership...Submission of Warranty Contracts + New car purchases and Dealer trades + Recording of used car purchases + Request… more
- Cabela's (Tampa, FL)
- …units scheduled to deliver and reports any issues with unit condition to Service Manager and provides VIN verification to the BA. + Confirms correct rigging and ... concerns on the TMBC Repair Order. + Assists Service Manager with the creation of related IDS work order...the receiving and sale of parts within the IDS dealer management system and the accepting parts and work… more
- Hendrick Automotive Company (Tallahassee, FL)
- …procedures. + Answers incoming phone calls in a courteous, prompt, and professional manager . + Directs phone calls to the appropriate person + Takes accurate ... the desk log, phone up log, loaner agreement log, dealer plate log, and gas card log. + Tracks...and takes messages. + Communicates effectively with Guest Services Manager and Greeters. + Reconciles/updates data entry with dealership… more