- Capital One (Jericho, NY)
- Dealer Success Manager ** Dealer Success Manager (DSM)** **As a Dealer Success Manager , you operate as a Strategic Consultant and Customer-Centric ... of hours to be regularly worked. Jericho, NY: $131,800 - $150,500 for Dealer Success Manager Candidates hired to work in other locations will be subject to the… more
- Capital One (New York, NY)
- Trade Surveillance Manager (Broker- Dealer & Swap Dealer ) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and ... enhance the firm's surveillance program across both its institutional Broker- Dealer (BD) and Swap Dealer (SD) businesses....worked. New York, NY: $165,700 - $189,200 for Risk Manager Candidates hired to work in other locations will… more
- Coinbase (Albany, NY)
- …will provide critical support to Coinbase Capital Markets ("CCM" a FINRA member broker- dealer ) in meeting its regulatory obligations to assist the Product team in ... you (ie. job requirements):* * 7+ years experience working in a retail broker- dealer compliance team. * Comfortable working in a fast-paced environment with high… more
- Ford Motor Company (Albany, NY)
- …of Enterprise Techonology Global Digital - is seeking a strategic and inquisitive Senior Manager Digital Retail Experience -- Strategy & Dealer Tools Leader to ... interpret and generate strategic insights from dealer -facing tools and systems that support the digital retail experience. Leveraging these insights, the successful… more
- Broadview FCU (Albany, NY)
- …procedures. Essential Job Functions/Responsibilities: + Coordinate with the Consumer Loan Manager the implementation of Dealer Channel Auto Account efforts ... Directly responsible for individual oversight and department growth potential of Dealer Channel Lending areas. The ideal candidate will possess excellent technology… more
- JPMorgan Chase (New York, NY)
- …exchanges, private placements and direct purchases, such as bond purchase agreements, dealer manager agreements and private placement engagement letters. + ... Provide guidance on public finance related advisory mandates and review engagement letters for such mandates. + Supervise external counsel, handle various knowledge management and other projects to support the internal legal team and will assist bankers and… more
- JPMorgan Chase (New York, NY)
- …exchanges, private placements and direct purchases, such as bond purchase agreements, dealer manager agreements and private placement engagement letters. + ... Provide guidance on public finance related advisory mandates and review engagement letters for such mandates. + Manage another attorney, supervise external counsel, handle various knowledge management and other projects to support the internal legal team and… more
- SMBC (New York, NY)
- …is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function provides ... compliance support across the Advisory Function with respect to broker- dealer -applicable regulatory engagements, support function coordination, governance and reporting.… more
- M&T Bank (Buffalo, NY)
- **Overview:** The Business Risk Manager will perform first line of defense holistic risk management responsibilities in support of two major Business Areas: ... Commercial Equipment Finance and Dealer Commercial Services teams. This position is responsible for overseeing the proactive identification, accurate assessment, and… more
- Ford Motor Company (Albany, NY)
- …assigned dealerships on a regular (approximately 30-day) cadence. * Meet with the General Manager and Dealer Principal to review: * Overall health of the service ... repair challenges. * Present consultative, practical solutions to General Managers and Dealer Principals and track follow-up actions and results. * Warranty &… more