• Sr. Compliance Officer - Monitoring & Compliance…

    TD Bank (New York, NY)
    …Qualifications:** + 5 or more years of experience with a registered US broker dealer or regulator. + JD desirable but not required + Knowledge of global financial ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
    TD Bank (06/21/25)
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  • JP Morgan Wealth Management - Market Director…

    JPMorgan Chase (Brooklyn, NY)
    …commitment to diversity and inclusion + Closely partner with the Supervisory Manager and be expected to manage all day-to-day administrative, supervisory and ... and services are offered through JP Morgan Securities LLC (JPMS), a registered broker- dealer and investment advisor, member of FINRA and SIPC. Annuities are made… more
    JPMorgan Chase (06/18/25)
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  • Data Protection Analyst (Backups)

    Lincoln Financial (Albany, NY)
    …This includes installation, configuration, and sustainment of Dell Power Protect Data Manager (PPDM), Dell Networker backup and Dell Cyber Vault recovery software ... to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
    Lincoln Financial (06/07/25)
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