- Lincoln Financial (Albany, NY)
- …plans, test plans and implementation plans including determining estimates on time frames. + Maintains knowledge on current and emerging developments/trends for ... ability to coordinate and balance multiple projects in a time -sensitive environment, under pressure, and meeting deadlines. + Successfully...right to amend, modify, or terminate this job in part or in whole. This document is not a… more
- TD Bank (New York, NY)
- …have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary ... the Director of Surveillance Quality Assurance and will be part of the broader Surveillance Intelligence Unit, comprised of...at a regulatory body (eg, leading a bank or broker/ dealer exam team). + Surveillance experience at Financial Market… more
- TD Bank (New York, NY)
- …have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary ... Description:** **Department Overview:** The Intraday Liquidity and Collateral Monitoring Team as part of the US Treasury Liquidity Team is responsible for managing… more
- TD Bank (New York, NY)
- …have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary ... and strategy to grow both our platforms and the dealer as a whole. The successful candidate is expected...use to consistently create value for our clients. Being part of the TD Bank Group, we are able… more
- HUB International (New York, NY)
- …employees in 600 offices throughout North America, HUB has grown substantially, in part due to our industry leading success in mergers and acquisitions. This is ... (RPW) SEC registered investment advisor and limited purpose FINRA Broker- Dealer : The Deputy Chief Compliance and Risk Officer, will...organization? When you join HUB International, you will be part of a community of learners and doers focused… more
- Guardian Life (New York, NY)
- …life and annuity insurance products. Park Avenue Securities is Guardian's broker- dealer and corporate Registered Investment Advisor (RIA), which offers clients an ... Investment Specialists, FRs, MDs, and Home Office personnel. **Location** + In Territory- Western Part of US. + Travel as needed; Up to 10-30% travel focused on… more
- Guardian Life (New York, NY)
- …General Agency distribution system as well as through the Third Party and Broker Dealer arm. + Oversee the development of content that aligns to the developed ... and respect for marketing in highly regulated industries. + Desire to be part of team helping drive culture change while preserving core values. **Education:** +… more
- Santander US (New York, NY)
- …Based Lending, Cash Flow Lending, Leveraged Finance, Equipment Leasing, Automotive Dealer Finance, Food and Beverage, Healthcare, Education, and Government Banking. ... to perform other duties. You may be evaluated in part based upon your performance of the tasks listed...the right to revise this job description at any time . This job description is not a contract for… more
- Lithia & Driveway (Latham, NY)
- …our techs LOVE to work with us until they retire!! This an opportunity to become a part of something truly SPECIAL. If it's time for you to make a change, we ... store all of the things they need for their time off: boats, cars, motorcycles, side by sides, Jet...Latham is striving to be the top new car dealer in the East and our fabulous, state-of-the-art facility… more
- Santander US (Queens, NY)
- …defined on a quarterly basis. * Maintain compliance with all applicable bank, broker/ dealer , State and Federal regulations associated with the sale of investment and ... to perform other duties. You may be evaluated in part based upon your performance of the tasks listed...the right to revise this job description at any time . This job description is not a contract for… more