• Advisor Transitions Specialist

    Guardian Life (New York, NY)
    …to work effectively across functions to deliver successful results + A relationship builder who is comfortable engaging with internal and external partners, ... personnel + Field inquiries related to transition and broker dealer acclimation + Advocate for & teach colleagues, agency...ongoing recruitment strategy **You have** + 3-5 years of broker- dealer operations or service experience + Ability to create… more
    Guardian Life (07/22/25)
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  • Internal Audit - Equities

    Mizuho Corporate Bank (New York, NY)
    …electronic and program trading, equity research, sales, trading mandates, markets conduct, swap dealer and security-based swap dealer as well as Volcker rule). ... excellent communication skills, both written and verbal, as well as strong relationship building skills with ability to work well within a team-oriented environment.… more
    Mizuho Corporate Bank (06/18/25)
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  • Financial Advisor

    Atria Wealth Solutions (Corning, NY)
    Through its relationship with CUSO Financial Services, L. P. (CFS) First Heritage Federal Credit Union is seeking a Financial Advisor to provide retirement and ... and program integration initiatives with credit union assigned program (includes relationship center personnel training). Provides regular feedback to the … more
    Atria Wealth Solutions (05/06/25)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Commack, NY)
    …deliver personalized investment solutions to your clients by relying on leadership and relationship -building skills. This will be done with a consistent focus on ... relationship management, not portfolio management + Demonstrate a deep...offered through JP Morgan Securities LLC (JPMS), a registered broker- dealer and investment advisor, member of FINRA and SIPC.… more
    JPMorgan Chase (08/01/25)
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  • Central Supervision Principal

    KeyBank (Albany, NY)
    …group of KIS registered representatives on behalf of the bank channel broker- dealer . The Central Supervision Principal is responsible for the principal supervision ... in assigned territory. *Develop and maintain an active and productive relationship with Sales Leaders and KIS registered representatives for corresponding… more
    KeyBank (06/20/25)
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  • JP Morgan Wealth Management - Private Wealth…

    JPMorgan Chase (New York, NY)
    …personalized investment solutions to clients by relying on thought leadership and relationship -building skills. Through a focus on relationship management, you ... and services are offered through JP Morgan Securities LLC (JPMS), a registered broker- dealer and investment advisor, member of FINRA and SIPC. Annuities are made… more
    JPMorgan Chase (05/31/25)
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  • Director, Compliance - Testing Team Lead, TD…

    TD Bank (New York, NY)
    …testing professionals to support the program. + Liaise and build a strong relationship with key stakeholders across the Firm. + Engage and drive discussion with ... more years of experience with a registered US broker dealer or regulator. + JD desirable but not required....work collaboratively on teams of varying size. + A relationship builder with the ability to establish, develop and… more
    TD Bank (05/23/25)
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  • AVP, Annuity Technical Support

    Lincoln Financial (Albany, NY)
    …work with others in a collaborative team environment * Demonstrated solid relationship management skills with internal clients (eg management, peers and colleagues). ... to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
    Lincoln Financial (08/02/25)
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  • Associate - Global Coordination Group

    Mizuho Corporate Bank (New York, NY)
    …value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff members perform ... excellent communication skills, both written and verbal, as well as strong relationship building skills with ability to work well within a team-oriented… more
    Mizuho Corporate Bank (08/02/25)
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  • High Net Worth Specialist

    Guardian Life (New York, NY)
    …life and annuity insurance products. Park Avenue Securities is Guardian's broker- dealer and corporate Registered Investment Advisor (RIA), which offers clients an ... required; professional designations (CIMA, CFP, CPWA) a plus + Strong relationship and consultative management skills + Excellent presentation skills, articulate,… more
    Guardian Life (08/01/25)
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