- TD Bank (New York, NY)
- …+ Be the main point of contact for Infrastructure and other Dealer and enterprise stakeholders for program and initiative prioritization, including product roadmaps ... and simplifying global distribution channels. + Work with partners across the Dealer , including support and control functions, to assess the impact to business… more
- HSBC (New York, NY)
- …liquidity, and funding risk drivers for the bank as well as the broker dealer entity. The role holder also supports the remediation of issues raised by second ... risks for the bank as well as the broker dealer entity + Analyse liquidity and funding risks across...papers for key committees including the ALCO and other senior management meetings as required + Manage from end… more
- Mizuho Corporate Bank (New York, NY)
- …electronic and program trading, equity research, sales, trading mandates, markets conduct, swap dealer and security-based swap dealer as well as Volcker rule). ... ability to interact directly with supervisory authorities, audit committees, and senior audit leadership including metrics reporting to such parties. + Demonstrates… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area, ... gaps and training needs. + Demonstrates ability to interact directly with senior audit leadership including metrics reporting. The expected base salary ranges from… more
- Neuberger Berman (New York, NY)
- The broker- dealer channel is responsible for the distribution of mutual funds, separately managed accounts and alternative investments to wirehouses, regional broker ... with the team's Research Director to organize and manage existing broker- dealer manager research relationships by providing efficient and thorough client service… more
- Kelly Services (New York, NY)
- …Manager/Specialist** to support compensation and billing operations for our Broker Dealer and Registered Investment Advisor teams. This fully remote role is ... **Requirements:** + 4+ years of experience with a Broker Dealer and/or Registered Investment Advisor + Strong Microsoft Excel...(Temp-to-Perm or Contract):** + **Mid-Level:** $36 - $45/hour + ** Senior -Level:** $45 - $55/hour Apply today to join a… more
- Kestra Financial (Kings Park, NY)
- …keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance + Process, ... pursuit of business objectives + Other responsibilities as assigned by the Senior Client Service Associate Knowledge, Skills, and/or Abilities + Advanced computer… more
- Lincoln Financial (Albany, NY)
- …product innovation, business development and coordinating with Distribution and other senior leaders on expansion into existing, new, tangent or underdeveloped ... markets. They will also provide highly specialized expertise to senior internal and external stakeholders leveraging their deep knowledge of the group protection… more
- M&T Bank (Williamsville, NY)
- …rate locked, salable pipeline within risk and trade limits. Under Senior Management supervision (Capital Markets Expert), execute tactical trading, analytics and ... 15 year relationships and specific trade recommendations will be presented to senior management to ensure activities are all within defined parameters and will… more
- OTC Markets Group Inc (New York, NY)
- …markets. + Engage in consultative discussions with C-suite executives and senior leadership at publicly traded companies, providing insights on investor relations ... positivity, and resilience in handling objections while generating interest among senior decision-makers. + Educate prospects on OTC Markets Group's market tiers,… more