- Lincoln Financial (Albany, NY)
- …current and emerging developments/trends, assesses the impact, and collaborates with senior management to incorporate new trends and developments in current and ... Statutory Disability * 3+ years of managerial, strategy and influencing senior management/critical stakeholders experience * Deep knowledge of Product Development… more
- Lincoln Financial (Albany, NY)
- …on current and emerging developments/trends, assesses the impact, and collaborates with senior management to incorporate new trends and developments in current and ... . Demonstrated strong relationship management skills with internal clients (eg senior management, peers and colleagues); proven ability to develop creative and… more
- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... more years of experience with a registered US broker dealer or regulator. + JD desirable but not required....judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- SMBC (New York, NY)
- …reflect evolving risk frameworks. 4. Assist in preparing risk materials for Senior Management and governing bodies. 5. Support other Risk Governance and Enterprise ... the Dodd Frank Act, CFTC Rule 23.600, the Volcker Rule, Swap Dealer registration and other regulatory requirements. Communication 1. Excellent communication and… more
- Scotiabank (New York, NY)
- …to drive ambition for every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US Sales and Trading businesses by acting ... team leader for Markets Compliance. **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and trading… more
- Hold Brothers (New York, NY)
- About the Job: Hold Brother's Capital is a self-clearing broker- dealer with a specialization in proprietary trading in US equities markets, headquartered in New York ... to the achievement of our business goals. Responsibilities: + Work closely with senior management to align with the company's business goals and objectives. +… more
- TD Bank (New York, NY)
- …+ 6 or more years of experience with a registered US broker dealer or regulator. + Knowledge of wholesale banking products and services, operations, regulatory ... must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Ability to… more
- SMBC (New York, NY)
- …with offices in London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio, with specific emphasis on interest rates and ... respective trading systems. + Conduct daily risk and PL analysis and report to Senior Management. + Build ad-hoc tools and analysis for traders to help management of… more
- LandPro Equipment LLC (Canandaigua, NY)
- …general diagnostics, service repairs, and maintenance work on customer and/or dealer -owned agricultural equipment. May require some direction or guidance from the ... Service Manager, Shop Foreman, or senior technicians. Responsibilities - Agricultural Mechanic: + Performs general diagnostics and repairs on agricultural equipment… more
- Wells Fargo (New York, NY)
- …LLC) and regional broker dealers, derivative operations that support its Swap Dealer (WFBNA) including regional branches, and its Global Payments Services, Mortgage ... trade surveillance controls in FICC, while escalating potential issues to Senior Management. This position will require extensive product knowledge and potentially… more