- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... more years of experience with a registered US broker dealer or regulator. + JD desirable but not required....judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …Firm policy and regulatory requirements. TD has been growing its US Broker Dealer activities over the last few years both organically and through acquisitions (eg, ... issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision...be able to foster and maintain key relationships with senior Business Leaders or stakeholders. + Proactive and quick… more
- SMBC (New York, NY)
- …reflect evolving risk frameworks. 4. Assist in preparing risk materials for Senior Management and governing bodies. 5. Support other Risk Governance and Enterprise ... the Dodd Frank Act, CFTC Rule 23.600, the Volcker Rule, Swap Dealer registration and other regulatory requirements. **Communication** 1. Excellent communication and… more
- Lincoln Financial (Albany, NY)
- …#:** 74772 **The Role at a Glance** The Role at a Glance The AVP, Senior Counsel - Life & Annuities, provides legal support to the Lincoln Financial Group business ... in a timely and proactive manner to internal key senior stakeholders + Act as a "thought leader" who...put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial.… more
- TD Bank (New York, NY)
- …a similar degree required. + 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the ability to work independently. + ... of other firms + Conducts/oversees complex analysis and develop recommendations for business/ senior management based on findings + Interprets the impact and advise… more
- Citigroup (New York, NY)
- The NAM Gamma Desk Trader within Rates Option is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the ... franchise through a technical lens. We are a primary dealer in market rates products including government securities across...views. **Responsibilities:** + Oversee a trading book as a Senior trader and generate revenues and manage risk for… more
- Lincoln Financial (Albany, NY)
- …will manage the daily administration of non-qualified deferred compensation plans for senior leaders, along with company owned life insurance policies (COLIs). It ... and details on the deferred compensation for top executives. * Collaborate with senior leadership to develop and refine strategy and plan design for agents; aligning… more
- Lincoln Financial (Albany, NY)
- …* Demonstrates ability to communicate knowledgeably and credibly with senior management and internal constituents. * Excellent written and verbal ... * Demonstrated strong relationship management skills with internal clients (eg senior management, peers and colleagues); proven ability to develop creative and… more
- Lincoln Financial (Albany, NY)
- …on current and emerging developments/trends, assesses the impact, and collaborates with senior management to incorporate new trends and developments in current and ... of managerial, supervisory, and/or demonstrated leadership experience including influencing senior management/critical stakeholder experience. **Application Deadline** Applications for this… more
- Amazon (New York, NY)
- …development of innovative sales and marketing products, including the OEM and dealer experience. * Drive product roadmap and resolve technical decisions in ... partners. * Represent the automotive seller product organization to senior leadership, providing regular updates on product development, performance metrics,… more