- Mizuho Corporate Bank (New York, NY)
- …value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff members perform ... IADA leadership with interacting with supervisory authorities, audit committees, and senior audit leadership including metrics reporting to such parties. +… more
- Paul Brown Motors Group (Olean, NY)
- …members by finding a car they can enjoy. Paul Brown Motors is first and foremost a Dealer For The People. What does that mean? It means we want to give people the ... community members get into a vehicle. You can Graduate to Sales Executive and then to Senior pay where you can earn up to $8,300 per month and possibly more. The… more
- City National Bank (New York, NY)
- …and aggregate front line risk assessments and report results/recommendations to senior management. * Manage assigned staff and conduct appropriate coaching to ... Compliance roles, experience with a financial institution such as a broker/ dealer and/or registered investment adviser. * For Wealth Management Compliance roles,… more
- SMBC (New York, NY)
- …benefits to its employees. **Role Description** SMBC CM is an established derivatives dealer with a broad product portfolio, with specific emphasis on interest rate ... of derivatives marketers covering US Corporate clients. The candidate will support senior and entry-level marketers (VP). Efforts will include managing all phases of… more
- Citigroup (New York, NY)
- …and new financial product proposals in Fixed Income Credit and Broker Dealer and Banking products, and provide independent liquidity risk assessment. Monitor and ... as a Quantitative Analyst, Risk Manager, Economist, Market Risk Senior Analyst, Model/Analysis/Validation Intermediate Analyst, Quantitative Risk Analyst, Quant… more
- MUFG (New York, NY)
- …in the creation, analysis and reporting of risk metrics and monitoring results to senior management. + Recordkeeping: + Support compliance with CFTC Swap Dealer ... recordkeeping requirements by conducting reviews of archived records to ensure they are searchable and retrievable by counterparty. + Ensure effectiveness and ongoing integrity of Global Markets recordkeeping environment by conducting daily review of… more
- Santander US (New York, NY)
- …with liquidity and customer margining + Present complex analysis and recommendations to senior management and risk committees as needed + Drive enhancement in risk ... Experience: 7+ years in managing Market risk in a investment bank or dealer Skills and Abilities: Strong knowledge of central clearing and margining Deep… more
- TD Bank (New York, NY)
- …Qualifications:** + 7 or more years of experience with a registered US broker dealer , regulator, or global financial organization. + JD desirable but not required + ... must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Strong… more
- SMBC (New York, NY)
- …of SMBC. SMBC Capital Markets, Inc. was provisionally registered as a swap dealer with the Commodity Futures Trading Commission on December 31, 2012. Our business ... SMBC Capital Markets, Inc Front Office Technology team is looking for a Senior Frontend Software Engineer for their front office suite of application supporting… more
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