- Lincoln Financial (Greensboro, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial ... is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their distributors,… more
- ITW (Charlotte, NC)
- …Development Manager (BDM) is a highly visible position that reports to the Senior Director of Sales Operations requiring a strong and open partnership with the ... within the industry including internal food service sales organization, dealer /distributor partners, foodservice consultants, and end customers that cross numerous… more
- Bank of America (Charlotte, NC)
- …and risk points of view, including appropriate escalation and communication to Senior Management + Conduct and document risk's acceptance and understanding of the ... all scenarios + Lead EFR coverage of SEC broker dealer net capital rules and CFTC swap dealer... dealer net capital rules and CFTC swap dealer capital rules, including executing capital calculation testing and… more
- Atria Wealth Solutions (King, NC)
- …rules and regulations set forth by the credit union, FINRA, SEC and the broker/ dealer . + Accountable for meeting annual business plan and production goals. + Provide ... Financial Services, LP (CFS). Member FINRA/SIPC. CFS is a broker/ dealer and RIA with a stable track record of...the future of wealth management with the open-minded agility, senior -level access, and expert technology to help get you… more
- Kestra Financial (Raleigh, NC)
- …keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance + Process, ... of business objectives + Other responsibilities as assigned by the Senior Client Service Associate Supervisory + Responsibilities: None Knowledge, Skills, and/or… more
- Caterpillar, Inc. (Cary, NC)
- …to help our customers build a better, more sustainable world. **Job Summary:** The Senior Digital Operations Support Analyst will work as a member of the Product ... include coordinating with internal Development teams and with Dealers, investigation of dealer feedback, and communication with dealers on issues submitted. + Stay… more
- TIAA (Charlotte, NC)
- The Senior Analyst, Regulatory Program Management job evaluates the reliability and effectiveness of internal financial controls across the company. Under limited ... to regulatory standards and proper oversight is being conducted over broker dealer activities. This job is responsible for establishing operating routines and… more
- Lincoln Financial (Charlotte, NC)
- …product innovation, business development and coordinating with Distribution and other senior leaders on expansion into existing, new, tangent or underdeveloped ... markets. They will also provide highly specialized expertise to senior internal and external stakeholders leveraging their deep knowledge of the group protection… more
- Huntington National Bank (Charlotte, NC)
- …management, brokerage, trust, and insurance services. Huntington also provides auto dealer , equipment finance, national settlement and capital market services that ... bank is performing overall. We are recruiting for a Senior Modeling Analyst to our Treasury Analytics and Modeling...and implementation skills to our balance sheet forecasts. The Senior Modeling Analyst will be the intellectual owner of… more
- City National Bank (Raleigh, NC)
- …AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management, ... performed, and effectively communicate audit results to the Audit Director, senior management and applicable Board/Committees in the form of meetings, presentation,… more