- Guardian Life (New York, NY)
- …want to be part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), and Park Avenue Investment Advisory (PAA), works as ... standards impacting Guardian's retail wealth management business, including its affiliated broker- dealer and investment adviser entities. + Assist with the Firm's… more
- SMBC (New York, NY)
- …to adapt to changing market conditions + Knowledge of capital markets products and services relevant to the Banks and Broker Dealer clients + Knowledge of ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- Insight Global (New York, NY)
- …Insight Global's top clients within the Investment Banking Industry is seeking a Compliance Testing Analyst to sit 5 days a week onsite in NYC. This person will sit ... data, analyzing results, and documenting findings. The compliance testing analyst will identify and escalate potential compliance, conduct, and reputational… more
- City National Bank (New York, NY)
- *COMPLIANCE ANALYST * *WHAT IS THE OPPORTUNITY?* The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the ... necessary. * Assess compliance issues presented through complex new/revised product and service offerings and work closely with senior leaders of business units to… more
- Wells Fargo (New York, NY)
- …is seeking an Equity Research, Vice President - Machinery, Industrials & Environmental Services . Learn more about the career areas and lines of business at ... + Demonstrate subject matter knowledge within the Machinery, Industrials & Environmental Services sector and a strong understanding of the companies within the… more
- NYSTRS (Albany, NY)
- …research, specializing in publicly traded equities at either a buy-side organization, broker dealer , or public pension plan, with at least $1 billion in assets under ... one (1) year of experience. Holding a Chartered Financial Analyst designation may substitute for one (1) year of...management or risk analytics at a top tier financial services firm or institutional asset manager + Experience applying… more
- Wells Fargo (New York, NY)
- …Products Group, and Structured Products Group asset classes) has an integrated service model that supports the trading, financing, liquidity access and market-making ... delivers a range of Spread and Credit-linked products and services . **About this role:** Wells Fargo is seeking a...on trading floor in trading, business manager or e-Trading analyst capacity. + Combination of Strong Sense of Business… more
- New York State Civil Service (Albany, NY)
- …research, specializing in publicly traded equities at either a buy-side organization, broker dealer , or public pension plan, with at least $1 billion in assets under ... one (1) year of experience. Holding a Chartered Financial Analyst designation may substitute for one (1) year of...management or risk analytics at a top tier financial services firm or institutional asset manager2. Experience applying portfolio… more
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