- ManpowerGroup (New York, NY)
- …Registrations professional to join their team. As a Employee Compliance Registrations specialist , you will be part of the Employee Compliance Department supporting ... large, complex projects involving multiple teams + Knowledge of securities broker/ dealer registration and licensing rules + Proficiency in creating policy,… more
- Wellington (New York, NY)
- …matters, and strategic client initiatives. The successful candidate will join a specialist legal team that collaborates closely with our business and Compliance ... support of Wealth initiatives preferred (eg, marketing and limited purpose broker- dealer requirements) + Strong understanding of complex legal and regulatory issues.… more