- Wells Fargo (Charlotte, NC)
- …to obtain a designation upon hire such as: Certified Retirement Plan Specialist (CRPS) or Qualified Plan Fiduciary Consultant (QPFC) or equivalent Certified Plan ... disqualification are not eligible to be associated with a FINRA-registered broker- dealer . Successful candidates must also meet and comply with ongoing regulatory… more
- Atria Wealth Solutions (Raleigh, NC)
- …SEG location seminars. + Working with other advisory team members, the Planning Specialist , and the departmental support personnel to meet the needs of our ... CUSO Financial Services, LP visit www.cusonet.com . CFS (Member FINRA/SIPC) is a broker- dealer and RIA with a stable, 25-year track record of serving the investment… more
- Hendrick Automotive Company (Charlotte, NC)
- …East Independence Blvd, Charlotte, North Carolina 28212 AUTOGUARD ENROLLMENT/CANCELLATION SPECIALIST No Healthcare Premiums! 401K Matching! Paid Vacation! Reporting ... cancellation forms are accurate and completely filled out to include customer/ dealer signature and refund section. + Distribute cancellation refunds accordingly (ex.… more
- Huntington National Bank (Charlotte, NC)
- Description The Huntington Securities, Inc. (HSI) Trade Allocation Specialist is responsible for ensuring timely and accurate trade allocations and corrections for ... Basic Qualifications: + Bachelor's Degree + 2 or more years of Broker Dealer trade allocations experience or comparable experience + FINRA Series 7 Preferred… more