- CARMAX (Naples, FL)
- …processing reassignments, and auditing completed paperwork + Processes auction sales, dealer registration, and/or appraisal lane purchases to include the collection ... may include, but is not limited to: copying, filing, reconciliation of missing dealer plates or information and data entry into Microsoft Excel and proprietary… more
- Percepta (Melbourne, FL)
- …+ Ability to maneuver through various systems to provide the dealer /customer with prompt, courteous, and accurate information including: + Accurately respond ... service ability. + Ability to maneuver through various systems to provide the dealer with accurate information. + Displays professionalism and a positive attitude. +… more
- Lithia & Driveway (Jacksonville, FL)
- …Coast Honda, you will perform vehicle maintenance as assigned in accordance with dealer and factory standards. This is a great opportunity to join the largest ... automotive dealer group in the country, Lithia & Driveway.Your responsibilities will include: + Performing minor maintenance, eg, changing engine oil and filters. +… more
- Brunswick (Pompano Beach, FL)
- …analytics and customer feedback to drive continuous improvement. + Lead online dealer support through the online reseller program and enforcement through the MAP ... integration, and ongoing maintenance of the Locally platform to support local dealer visibility and sales. + Manage the customer experience ensuring consistency,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …complexity with significant scope and impact focused on the firm's broker- dealer and investment advisory activities. Assesses risk within assigned internal audits, ... especially those associated with the registered investment advisory and broker- dealer divisions * Knowledge and understanding of industry regulations, specifically… more
- Guardian Life (Tallahassee, FL)
- …of state insurance laws (inclusive of NAIC). + 3-5 years of broker- dealer and registered investment advisor compliance experience, with experience at an ... insurance-affiliated broker/ dealer as a plus. + Prior examination, auditing or testing experience. + Series 7; 24 licenses required or obtained within 120 days. + A… more
- Citigroup (Miami, FL)
- …issues escalated + Review and approval of designated bank-channel and broker- dealer investments + Manage surveillance alerts within stated policy guidelines + ... 24 and 31. Series 9/10 also preferred + Knowledge of Bank and Broker- Dealer businesses, regulatory requirements and related policy + Knowledge of Investment products… more
- Brunswick (Pompano Beach, FL)
- …VP of National Sales * Maintain up to date information on assigned dealer accounts. * Execute strategic initiatives to manage Marine business for designated ... territories. * Support dealer retail and distributor sales activity to achieve maximum sales and market share in assigned territory. * Monitor and learn market area… more
- Truist (Jacksonville, FL)
- …supervisory functions that are routinely associated with those of a retail broker/ dealer . **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the ... may change from time to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize… more
- MUFG (Tampa, FL)
- …with demonstrated familiarity including Sales and Trading; and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer , Volcker and ... FINRA, SEC and NASD rules. + Experience working with financial industry regulators, including OCC, FRB, and FINRA + Deep knowledge of risk assessment, audit methodology, and audit execution + Demonstrated proficiency in technology as required for assigned… more
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