- Guardian Life (New York, NY)
- …and home office personnel + Field inquiries related to transition and broker dealer acclimation + Advocate for & teach colleagues, agency partners, and financial ... projects and ongoing recruitment strategy **You have** + 3-5 years of broker- dealer operations or service experience + Ability to create strong working relationships… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area, ... IADA staff members perform various audits of different business areas of the bank to evaluate the effectiveness of risk management and governance processes. Along with its counterparts in London, Hong Kong and Singapore, IADA reports to and composes the… more
- Citigroup (Getzville, NY)
- …of regulatory reporting, including exception management and risk mitigation across swap dealer reporting. The group is responsible for:_ + Implementation of new ... reporting initiatives and enhancements + Control and exception management on swap dealer reports + Industry level advocacy across multiple trade associations +… more
- ManpowerGroup (New York, NY)
- …asset classes, especially: + Fixed IncomeOTC fixed income instruments, RFQs, or dealer -to- dealer workflows exposure to rates, credit, and structured products + ... Foreign Exchange (FX)/Currencies + Commodities + Equities **Ideal Background** + **Prior experience in:** + Trading desks, or product control, compliance or trade surveillance + Reviewing, investigating, and escalating trade surveillance alerts + Setting and… more
- Kestra Financial (Kings Park, NY)
- …keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance + Process, ... the financial services industry allowing for a good understanding of broker/ dealer operations and financial services products, and basic financial planning concepts.… more
- Canon USA & Affiliates (Melville, NY)
- …chargebacks - Meet with Sales, Product, and Credit groups - Communicate with our Dealers /Partners, and internal sales team - Issue credits - Manage all aspects of ... the assigned accounts **About You: The Skills & Expertise You Bring** - Bachelor's degree in a relevant field (Finance or Accounting) or equivalent experience required, plus 0 to 2 years of related experience - Requires strong excel skills - proficiency in… more
- Deloitte (New York, NY)
- …investment partnerships, alternative products, family offices, mutual funds, broker- dealers , banks, insurance companies, and other investment managers. ... Qualifications Required: + 3+ years of experience providing tax planning and/or compliance services + Ability to perform job responsibilities within a hybrid work model that requires US Tax professionals to co-locate in person 2-3 days per week + Bachelor's… more
- Resideo (Fresh Meadows, NY)
- …We focus on the professional channel, serving over 100,000 contractors, installers, dealers , and integrators across the HVAC, security, fire, electrical, and home ... comfort markets. Our products are found in more than 150 million residential and commercial spaces worldwide, with tens of millions of new devices sold annually. Trusted brands like Honeywell Home, First Alert, and Resideo power connected living for over 12.8… more
- Deloitte (New York, NY)
- …investment partnerships, alternative products, family offices, mutual funds, broker- dealers , banks, insurance companies, and other investment managers. ... Qualifications Required: + 5+ years of experience providing tax planning and/or compliance services. + Ability to perform job responsibilities within a hybrid work model that requires US Tax professionals to co-locate in person 2-3 days per week. + Bachelor's… more
- CIBC (New York, NY)
- …is located within the non-bank financial institutions section, which includes broker- dealers , asset managers, pension funds, hedge funds, private capital and ... insurance companies domiciled in the US including Prime Brokerage. At CIBC we enable the work environment most optimal for you to thrive in your role. Details on your work arrangement (proportion of on-site and remote work) will be discussed at the time of… more