- Publicis Groupe (New York, NY)
- …York and will need to able to travel 70% of the time.** The Dealer Marketing (Territory Sales) Consultant (DMC) will be responsible for providing marketing solutions ... to automotive dealer clients within an assigned territory and increasing revenue...results of marketing programs to clients during regular scheduled dealer visits. The DMC will report to the Regional… more
- Tioga Downs Casino Resort (Nichols, NY)
- Poker Room Dealer Are you ready to deal in excitement...We're looking for a charismatic and skilled Poker Room Dealer to bring their flair to our dynamic casino ... + High School Diploma or GED required. + Applicants must successfully complete dealer training or have 6 months prior dealing experience in a certified/licensed… more
- Robert Half Finance & Accounting (New York, NY)
- …Financial Services is recruiting for a Compliance role for an International Broker Dealer firm located in midtown Manhattan, New York. Our client requires 4+ years ... of Compliance experience at a Broker Dealer or an RIA, with knowledge of FINRA Regulations/Filings,...+ 4+ years of Compliance experience at a Broker Dealer or an RIA + Knowledge of FINRA Regulations/Filings,… more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer 's compliance risk and is represented by the Chief Compliance Officer as either ... of regulatory and/or advisory compliance experience at a broker dealer . + A solid foundation in US securities laws...foundation in US securities laws and regulations and broker dealer operations, products and services. + Ability to communicate… more
- Mizuho Corporate Bank (New York, NY)
- …wide breadth of expertise in various regulatory reporting , especially for broker dealer regulatory reports , as well as experience in managing projects and staff ... ssurance P rogram with various regulatory reports, especially broker dealer reg ulatory report s such as FOCUS, SSOI,...quality assurance or internal audit + knowledge of broker dealer regulatory reporting especially FOCUS report + knowledge of… more
- PNC (New York, NY)
- …the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap Dealer & Broker Dealer . This position is primarily based in a ... PNC location. Preferred locations are listed in this requisition. Responsibilities require time in the office or in the field on a regular basis. Some responsibilities may be performed remotely, at manager's discretion. Are you interested in an opportunity to… more
- Marex (New York, NY)
- …+ Full coordination and collection of client documentation and requirements to facilitate KYC/AML review and approval. + Ensure that appropriate CDD / KYC and AML ... checks are carried out on all new customers in accordance with local regulatory requirements and Group standards and procedures + Communicate with brokers, sales, and other support & control functions on necessary account documentation and deficiencies. + Data… more
- Guardian Life (New York, NY)
- …Managed account implementation strategies include Strategists, UMA, SMA, Rep as PM, Multiple Strategy Proposals, Multiple Account Proposals as well as our Digital ... strategy. The Operations Specialist will intimately understand how our Portfolio Administration Technologies, Envestnet, Orion and our new digital partner, are used to facilitate a strategy, from proposal through to account investing. This individual will be… more
- Ford Motor Company (Albany, NY)
- …position ** + Act as the liaison between Ford Credit and Ford and Lincoln dealers . + Manage and further develop dealer relationships with Ford Credit. + Provide ... of target dealers for maintaining and acquiring retail, lease, wholesale, dealer loan, commercial and fee based product business. + Working with dealership… more
- Ricoh Americas Corporation (NY)
- …mid-size to large dealers ($5M - $24M). + Effectively influences mid-sized dealer sales organizations (5 - 30 reps) and build connections with diverse sales ... forces across multiple dealers or dealer locations. + Create and facilitate customized programs, training, and field-based activities to engage both seasoned,… more