- TD Bank (New York, NY)
- …implementing regulations, 12 CFR Part 1007; and is with a FINRA member, broker or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may ... not) be a registered position under FINRA. + Must be eligible for employment with a covered financial institution under the standards established by Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36. + Must be eligible for registration as a… more
- TD Bank (New York, NY)
- …Qualifications:** + 7 or more years of experience with a registered US broker dealer , regulator, or global financial organization. + JD desirable but not required + ... Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and the ability to learn new areas while supporting them. + Excellent… more
- GE Appliances, a Haier company (New York, NY)
- …with the Senior Commercial Director to develop regional go-to-market strategies and dealer plans. + Analyze regional P&L performance to uncover opportunities to ... improve profitability. + Work closely with operations teams to enhance customer satisfaction and business efficiency. + Maintain a healthy pipeline of quotes and ensure follow-through with rep agencies. + Travel throughout the NYC metro, New England, and… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial ... is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their distributors,… more
- TD Bank (New York, NY)
- …group, to establish a vision and strategy to grow both our platforms and the dealer as a whole. The successful candidate is expected to manage an international team. ... **Required Skills** + Proven capability to lead and manage software development teams + Strong knowledge and extensive work experience with Core Java + Strong knowledge and experience building cloud native microservices services as well as containerization +… more
- JPMorgan Chase (New York, NY)
- …Build and maintain relationships with investment bankers and analysts, the broker- dealer community, rating agencies, and legal professionals, among other market ... participants. **Required qualifications, capabilities and skills** + Minumum 5 years of experience in credit analysis. + Bachelor's degree in related field + Critical Technical Skills + Demonstrated ability to evaluate municipal issuer credit risk, determine… more
- Citigroup (Getzville, NY)
- …for ad-hoc analysis, such as filtering, sorting, pivoting, lookups, etc. + Broker/ Dealer books and records fluency, such as stock record **Education:** + ... Bachelor's/University degree in Finance, Accounting or related field **Job Family Group:** Finance **Job Family:** Regulatory Reporting **Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary Range:**… more
- Lithia & Driveway (Nanuet, NY)
- …Submit service and warranty contracts + Record new and used car purchases, including dealer trades + Request and process lien payoffs + Handle cash receipts and ... regional check runs + Process and pay vendor invoices + Reconcile FTC accounts + Account for manufacturer funds (parts, warranty, incentives, etc.) + Post to intercompany accounts + Perform other duties as assigned + What You'll Bring: Strong customer service… more
- Bank of America (New York, NY)
- …of Liquidity Risk & LOB team and approval via senior executives and broker- dealer Board of Directors, as appropriate. Monitor and notify or escalate limit breaches ... and EWIs triggered, as required + Stress testing assumptions and Models + Coordination and independent challenge of liquidity assumptions / interpretations including Internal Stress Assumptions, Liquidity Coverage Ratio (LCR) + Overview of product and legal… more
- Monroe Tractor (Adams Center, NY)
- …Tractor is a well-known and respected construction equipment and agricultural equipment dealer with over 70 years of experience servicing the northeastern US. With ... 18 locations throughout New York, Pennsylvania, Vermont, Connecticut, and Massachusetts, we pride ourselves on providing best-in-class sales and support to over 15,000 hardworking customers. Since our founding in 1951, the industries we serve have been… more