- Lincoln Financial (Greensboro, NC)
- …servicing agreements and distribution-related contracts, including those with broker- dealers , retirement plan administrators and other intermediaries. * Drafting, ... to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Volvo Group (Greensboro, NC)
- …Salesforce org, using Sales and Experience Cloud to build an enhanced overall dealer and user experience. You will work in an environment focused on inclusion, ... with our internal network of employees and partners within Digital & IT, Regions, Dealers and Customer. As a part of which you will develop stronger working… more
- Resideo (Charlotte, NC)
- …accounts to build pipeline, track and close deals + Actively manage new dealer applications through a detailed selection process + Responsible for gathering customer ... We focus on the professional channel, serving over 100,000 contractors, installers, dealers , and integrators across the HVAC, security, fire, electrical, and home… more
- Atria Wealth Solutions (Raleigh, NC)
- …CUSO Financial Services, LP visit www.cusonet.com . CFS (Member FINRA/SIPC) is a broker- dealer and RIA with a stable, 25-year track record of serving the investment ... needs of credit unions and their members. We're ranked as one of the top broker- dealers in the industry and we work with some of the top financial institutions in… more
- SMBC (Charlotte, NC)
- …worthiness of data. This role will support both SMBC Nikko Securities America, Inc. (Broker- Dealer ) and SMBC Capital Markets, Inc. (Swap Dealer ). Role is located ... field for a Financial Institution (eg Bank Holding Company, broker dealer , swap dealer ) with focus on: documenting data requirements and data quality rules… more
- NC Department of Transportation (Nash County, NC)
- …title and registration transactions performed by License Plate Agencies (LPAs), On-Line Dealers , and various sections/units with the Division of Motor Vehicles ( DMV ... ). The QCU ensures consistent conformance by the LPAs, On-Line Dealers , and DMV sections/units with all-pertinent statutes and organizational policies and procedures… more
- Shaw Industries Inc (Wilmington, NC)
- …market share in a geographical area by servicing established Shaw flooring dealers as well as driving specifications through single and multi-family owners, ... profitable business in assigned geographic area by servicing established Shaw dealers and identifying new opportunities to increase market share. Drive… more
- Bank of America (Charlotte, NC)
- …: The senior analyst will support the Traded Products team covering US Broker Dealers , responsible for: + Monitor and analyze US Broker Dealers ' liquidity and ... to day and strategic basis + Forecast ILST and LCR outflows for the US Broker Dealers , on both day to day and strategic basis + Enhance and develop liquidity stress… more
- Wells Fargo (Charlotte, NC)
- …Rates and Foreign Exchange Lines of Business as well as the CFTC Swap Dealer within the Markets Division. This role will provide regulatory compliance advice to the ... + Experience with Institutional Interest Rates Compliance, including Primary Dealer activities, CFTC Swap Dealer and Foreign...Compliance, including Primary Dealer activities, CFTC Swap Dealer and Foreign Exchange Sales and Trading + The… more
- Wells Fargo (Charlotte, NC)
- …and Investment Banking (CIB) Compliance team and requires deep expertise in broker- dealer regulations and lending compliance. **In this role, you will:** + Serve ... etc.). + Expertise in FINRA, SEC, FRB, and OCC regulations related to broker- dealer and ABS activities. + Familiarity with traditional lending regulations (Reg B,… more